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Cftc Attorney Jobs in New York

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Job info
Company
In-House
Experience
6-8 yrs required
Location
New York City, NY
Posted Date
Sep 14, 18
Info Source
Employer
Total Views
22
Private Side business; Strong understanding of the Investment Advisers Act of 1940; familiarity with FINRA and CFTC/NFA rules advantageous. Bachelor’s Degree... is essential. Must have 6-8 years’ compliance-related experience, preferably in alternative investments. JD or other relevant advanced degree helpful.... read more
Company
Recruiter
Experience
4-6 yrs required
Location
New York City, NY
Posted Date
Aug 24, 18
Info Source
Recruiter
Total Views
5
Total Applies
1
Attorney - White Collar and... as related or parallel securities litigation matters. Experience in regulatory (e.g., the SEC, CFTC) or criminal (e.g., DOJ,... a USAO, District Attorney, Office of the Attorney... General of New York)... enforcement organization would be helpful.... read more
Company
Recruiter
Experience
Min 1 yrs required
Location
New York City, NY
Posted Date
Jul 20, 18
Info Source
Recruiter
Total Views
13
Attorney - Regulatory Counsel/Policies and... regarding regulatory developments. Assistance with other projects as needed. Must have experience with financial services regulation, including SEC, FINRA, CFTC, and securities/futures exchanges. Should... have strong organizational and communication skills. Familiarity with Excel is needed.... read more
Company
Recruiter
Experience
1-5 yrs required
Location
New York City, NY
Posted Date
Jun 26, 18
Info Source
Recruiter
Total Views
3
and matters involving the CFTC, SEC, FINRA, securities and... derivatives exchanges, and state attorneys general. Typical matters may involve disputes over equities or derivatives trade practices, enforcement of the federal securities laws, or consumer protection issues. Candidates may also work... read more
Company
Recruiter
Experience
Min 5 yrs required
Location
Manhattan, NY
Posted Date
Jun 14, 18
Info Source
Recruiter
Total Views
7
agencies and authorities - (CFTC) and other prudential regulatory... authorities is essential. Knowledge of institutional credit and derivatives markets is essential. Significant knowledge and experience with U.S and foreign laws is essential. Should have knowledge rules and regulations - including... read more
Company
Recruiter
Experience
Min 1 yrs required
Location
New York City, NY
Posted Date
Jul 20, 18
Info Source
Recruiter
Total Views
2
Contract Attorney - Global Network Management... Must have experience with contract drafting and negotiation, perfections of security interests, and financial services regulations, including SEC, CFTC and FINRA regulations. ... Note: This assignment is expected to run up to 8 months.... read more
Company
Recruiter
Experience
3-6 yrs required
Location
New York City, NY
Posted Date
May 01, 18
Info Source
Recruiter
Total Views
12
Mid Level Associate - Energy and Natural Resources The candidate must have 3-6 years of experience. Should preferably have CFTC regulatory experience. Block chain,... bitcoin and other virtual currency experience is a plus.... read more
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