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22 jobs found for

Cftc Attorney Jobs in New Rochelle

Job info
Company
Recruiter
Experience
Min 1 yrs required
Location
Stamford, CT
Posted Date
Sep 07, 17
Info Source
Recruiter
preferred. Experience with the Investment Advisers Act, Securities Act, Dodd Frank, CFTC and FINRA rules and... regulations as they apply to alternative investment funds is highly desired. New York and/or CT Bar admission (or eligibility to obtain admission promptly) required.... read more
Company
Law Firm
Experience
3-5 yrs required
Location
Stamford, CT
Posted Date
Sep 14, 17
Info Source
Employer
exchanges and state securities agencies. Service in a regulatory (e.g., the SEC, CFTC, FINRA) enforcement organization would... be helpful. Experience with hedge funds, investment funds and investment advisers a plus. Outstanding academic credentials and major law firm experience are required.... read more
Company
Law Firm, BCG Attorney Search
Experience
3-8 yrs required
Location
Stamford, CT
Posted Date
Sep 08, 17
Info Source
Recruiter
client seeks securities litigation attorney with 3-5 years of... commodity exchanges and state securities agencies. Service in a regulatory (the SEC, CFTC, FINRA) enforcement organization would... be helpful. Experience with hedge funds, investment funds and investment advisers is a plus.... read more
Company
In-House
Experience
Min 10 yrs required
Location
New York City, NY
Posted Date
Sep 21, 17
Info Source
Employer
Form PF, Form PQR, CFTC/NFA CTA and CPO requirements... and general fiduciary obligations. Capable of taking the lead on all regulatory matters associated with the various businesses within the alternatives platform of asset management and its Global Real Assets (”GRA”)... read more
Company
In-House
Experience
Min 5 yrs required
Location
New York City, NY
Posted Date
Sep 20, 17
Info Source
Employer
Derivatives Attorney, Vice President The candidate... major projects. Familiarity with CFTC regulatory issues, including Dodd-Frank,... required. Experience with trading of swaps and derivatives products and documentation required. Familiarity with CFTC regulations, including Dodd-Frank required.... Secured financing transactional experience a plus.... read more
Company
In-House
Experience
5-10 yrs required
Location
New York City, NY
Posted Date
Sep 15, 17
Info Source
Employer
of various NFA and CFTC filings. Monitoring of employee... required. Experience with SEC, CFTC and NFA rules, regulations... and practices required. 5 – 10 years Legal and or Compliance experience at Registered Investment Adviser dealing with Private Funds and or... read more
Company
In-House
Experience
7-10 yrs required
Location
New York City, NY
Posted Date
Sep 19, 17
Info Source
Employer
FX, including Dodd-Frank Act, CFTC and NFA regulations, including... trade reporting, and major European regulations, including EMIR and MiFID; for Securities Lending including ETF/Alternative Funds, Banking Law, ERISA and Investment Company Act of 1940. Provide Compliance advice on the various... read more
Company
Recruiter
Experience
Min 1 yrs required
Location
New York City, NY
Posted Date
Sep 08, 17
Info Source
Recruiter
Management Associate The candidate must have experience counseling top-tier securities and investment management firms, exchanges and institutional investors on regulatory issues under the federal securities and commodities laws as well as counseling on foreign regulations, such as EMIR, that impact... read more
Company
Recruiter
Experience
1-3 yrs required
Location
New York City, NY
Posted Date
Sep 08, 17
Info Source
Recruiter
To Mid-Level Investment Management Associate The candidate must have prior work experience involving securities and derivatives sales and trading issues. Involves counseling top-tier securities and investment management firms, exchanges and institutional investors on regulatory issues under the federal securities and... read more
Company
Recruiter
Experience
1-3 yrs required
Location
New York City, NY
Posted Date
Sep 08, 17
Info Source
Recruiter
Management Junior To Mid-level Associate The candidate must have familiarity with securities and derivatives trading agreements, including the ISDA master agreement, the SIFMA MRA and GMRA, the SIFMA Securities Lending Master Agreement, broker-dealer and FCM customer agreements, the ISDA/FIA cleared... read more
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