Banking Compliance Professional Attorney Jobs in Daly City

Consumer Lending Attorney, Director The candidate will... and installment loans) on compliance with salient federal and... and smarter. Partner with compliance, risk, and controls to... provide legal and regulatory guidance regarding the Bank’s policies and procedures. Consult and collaborate with... read more

Fiduciary Attorney, Director Responsibilities: Administration of... The Bank’s Risk and Compliance groups related to oversight... of fiduciary activities. The Bank’s Trust Operations Department. Oversight of outside legal counsel on specific projects. Implementation of changes to products, policies, and procedures so... read more

Fiduciary Attorney, Director Duties: Provide counsel... The Bank’s Risk and Compliance groups related to oversight... of fiduciary activities. The Bank’s Trust Operations Department. Oversight of outside legal counsel on specific projects. Implementation of changes to products, policies, and procedures so... read more

regulatory developments. Work with compliance team to ensure compliance... program aligns with all... Futures/Options, FX, etc.), Fintech, Banking, Payments, etc required. Strong... and AML regulations and compliance required. Strong project management... and analytical skills required. Excellent verbal and written communication... read more

and acquisitions. Should have experience representing corporate issuers and major investment banks in all aspects of equity capital markets financings, mergers and acquisitions and advice to clients on compliance and corporate governance issues... in the life sciences and/or technology space.... read more

mid- to senior level attorney with 3-5 years of... major investment banks in all aspects of equity capital markets financings, mergers and acquisitions and advice to clients on compliance and corporate governance issues... in the life sciences and/or technology space.... read more

& acquisitions. Should have experience representing corporate issuers and major investment banks in all aspects of equity capital markets financings, mergers and acquisitions and advice to clients on compliance & corporate governance issues... in the life sciences and/or technology space.... read more

Francisco Category Compliance Overview FRB... including the Bank’s Preferred Banking Offices and Deposit Strategy.... compliance Familiarity with private banking offerings, including deposit and... An understanding of banking laws and regulations –... experience dealing with banking regulators (Fed, OCC and...... read more

with Advisors, Branch Management, Compliance and legal regarding the... questions or issues with account documentation to ensure the timely opening of accounts. Perform analysis of KYC; ensuring all appropriate customer documentation is on file in accordance with internal and external... read more

and major investment banks in all aspects of equity capital markets financings, mergers and acquisitions and advice to clients on compliance & corporate governance issues... in the life sciences and/or technology space. Potential for signing bonus for highly qualified candidates.... read more