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Attorney Adviser Jobs in Washington

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Job info
Company
Recruiter, BCG Attorney Search
Experience
2-9 yrs required
Location
Washington, DC
Posted Date
Dec 10, 18
Info Source
Recruiter
Total Views
41
D.C. office of our client seeks investment funds/regulatory associate with 3-7 years of experience advising private fund advisers and other investment advisory firms on regulatory matters. The candidate should have expertise in all aspects of the Investment Advisers Act of... read more
Company
Recruiter, BCG Attorney Search
Experience
1-6 yrs required
Location
Washington, DC
Posted Date
Dec 13, 18
Info Source
Recruiter
Total Views
2
and broker-dealer regulatory associate attorney with 2-4 years of... of broker-dealer and investment adviser clients seeking to deliver... services in various markets through different platforms and mediums in compliance with the federal and state securities laws and the rules of... read more
Company
Recruiter
Experience
Location
Washington, DC
Posted Date
Dec 03, 18
Info Source
Recruiter
Total Views
2
Management Associate The candidate must have substantive knowledge of the Investment Company Act of 1940 and the Investment Advisers Act of 1940. Ideally have experience working with mutual fund complexes, investment advisers and fund boards of directors, including familiarity and... read more
Company
In-House, ProShares
Experience
Min 3 yrs required
Location
Bethesda, MD
Posted Date
Dec 13, 18
Info Source
Employer
Total Views
500+
regulatory materials; Review and revise board materials as assigned; Review and negotiate basic fund and adviser documents as needed; Project... management and manage special projects; Maintain master fund list in coordination with Legal Admin; Other duties and responsibilities as assigned.... read more
Company
Recruiter, BCG Attorney Search
Experience
3-10 yrs required
Location
Washington, DC
Posted Date
Dec 13, 18
Info Source
Recruiter
Total Views
2
bank/investment management regulatory associate attorney with 4+ years of... of broker-dealer and investment adviser clients seeking to deliver... services in various markets through different platforms and mediums in compliance with the federal and state securities laws and the rules of... read more
Company
Recruiter
Experience
3-6 yrs required
Location
Washington, DC
Posted Date
Nov 12, 18
Info Source
Recruiter
Total Views
1
Management (40 Act) Associate The candidate should have 3-6 years of experience with the Investment Company Act and the Investment Advisers Act (the 40 Act). Experience sought includes drafting registration and disclosure documents, ETF matters, compliance issues, and knowledge of... read more
Company
Recruiter
Experience
3-5 yrs required
Location
Washington, DC
Posted Date
Dec 11, 18
Info Source
Recruiter
Total Views
1
Corporate Associate Attorney The candidate must have... 3-5 years of transactional experience. Experience in corporate finance or M&A at a large law firm strongly preferred. Corporate finance experience should include representing issuers and investment banks in public and private offerings... read more
Company
Law Firm
Experience
Min 4 yrs required
Location
Washington, DC
Posted Date
Dec 08, 18
Info Source
Employer
Total Views
5
of broker-dealer and investment adviser clients seeking to deliver... services in various markets through different platforms and mediums in compliance with the federal and state securities laws and the rules of self-regulatory organizations. In addition, have the opportunity to work... read more
Company
Law Firm
Experience
2-3 yrs required
Location
Washington, DC
Posted Date
Dec 08, 18
Info Source
Employer
Total Views
2
of broker-dealer and investment adviser clients seeking to deliver... services in various markets through different platforms and mediums in compliance with the federal and state securities laws and the rules of self-regulatory organizations. Must have 2-3 years of relevant law... read more
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