federal securities laws. The primary duties include: - Addressing Investment Company Act status issues and providing legal opinions - Managing broker-dealer and investment adviser status issues - Providing... counsel on broker-dealer and investment adviser registration and compliance -... Assisting i...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
the prestige and challenge of Fortune 500 companies including dot coms, while enjoying the sunny lifestyle of the Southwest at this very busy, larger firm. Well-reputed in intellectual property, civil and securities litigation and corporate transactional practices, it is always...
office of a **Members Only** Top Ranked Law... Firm seeks regulatory and securities attorney with 5+ years of... securities law experience in SEC and FINRA regulatory matters. The candidate will advise clients on SEC regulatory and securities issues and...