Title: Associate, HONORS Program-1 Job Responsibilities: FINRA Enforcement Associates in the Honors Program play a crucial role in the investigations and decisions regarding whether to bring disciplinary actions against individuals and firms in the financial industry. This entry-level position provides substantive hands-on...
Title: Supervisory Attorney - Public Benefits Job Responsibilities: - Maintain a caseload of individual cases representing clients before the Social Security Administration, Illinois Department of Human Services, Illinois Department of Healthcare and Family Services, and in state and federal courts. - Supervise attorneys...
Intelligence Specialist Job Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is a critical position within the department of StratIntel at the organization, which is committed to delivering proactive intelligence to enhance investor protection and market integrity. The primary responsibilities for this...
Specialist Job Responsibilities The Immigration Specialist provides confidential legal assistance and representation in immigration matters, focusing on family reunification, naturalization, and humanitarian relief. Key responsibilities include: - Providing highly confidential direct immigration legal counseling to clients, emphasizing family reunification, naturalization, Violence Against Women...
Title: Immigration Specialist Job Responsibilities: - Provide highly confidential direct immigration legal counseling assistance to clients, focusing on family reunification, naturalization, Violence Against Women Act (VAWA), and U Visas. This involves analyzing and evaluating data based on current . Immigration and Naturalization...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, and interact with internal and external parties. - Conduct risk monitoring activities, including...
Title: Senior Principal Analyst, Office of Strategic Engagements Job Responsibilities: The Senior Principal Analyst plays a crucial role within the Office of Strategic Engagements (OSE) of the Member Supervision department. The primary responsibilities include: - Supporting the External Strategic Engagements leadership team...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties to address these...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and in interactions with internal and...
Title: Staff Attorney, Immigrant Legal Defense Program Job Responsibilities: The Staff Attorney for the Immigrant Legal Defense Program at the organization is tasked with providing legal consultations, advice, and representation to low-income immigrants, refugees, and asylum seekers. The attorney will engage with...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties. - Monitor complex...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is a key member of the StratIntel team within the Member Supervision department at the organization. This role is critical to the mission of delivering proactive intelligence to enhance investor protection and...
Title: Senior Attorney (Capacity Building), Detention Team, Organization Job Responsibilities: The Senior Attorney in the Detention Team is responsible for providing legal representation and counseling to immigrants and asylum seekers appearing before the Executive Office for Immigration Review (EOIR) and the Department...
Title: Paralegal ILD Job Responsibilities: - Conduct intake processes as assigned. - Undertake legal and factual research relevant to cases. - Assess cases to determine client eligibility for services. - Conduct interviews with clients and witnesses to gather necessary...
Title: Legal Supervisor, Immigrant Legal Defense Project Job Responsibilities: The Legal Supervisor is responsible for supervising a legal team within the Immigrant Legal Defense Project at the organization. This includes providing legal representation and counseling to non-detained immigrants appearing before the Department...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Lead the Firm Grouping by setting a multi-year strategic plan, managing priorities in alignment with Member Supervision goals, and integrating Examination efforts with Regulatory Operations. - Provide strategic leadership...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead operations and execution for Capital Markets, Fixed Income Specialist, and Compliance teams, comprising over 120 examiners and managers. - Develop and implement a multi-year strategic plan aligned with Member...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist plays a pivotal role in the **Members Only** program within the organization's Member Supervision department. This position is integral to the Financial Intelligence Fusion Center (FIFC), tasked with aggregating, analyzing, and...
Title: Legal Supervisor - Immigrant Legal Defense Project - Pro Bono Job Responsibilities: - Supervise pro bono case representation within the organization's Immigrant Legal Defense Project, ensuring quality legal counsel and representation. - Provide training, technical support, and legal review to pro bono...
Title: Paralegal ILD Job Responsibilities: The Paralegal ILD is tasked with providing general paralegal support for the Legal Protection team within the organization. The role involves conducting intake, legal and factual research, and assessing cases to determine eligibility. The paralegal is responsible...
Title: Senior Attorney, Detention Team, Organization Job Responsibilities: The Senior Attorney on the Detention Team is primarily responsible for providing legal representation and counseling to immigrants and asylum-seekers who appear before the Executive Office for Immigration Review (EOIR) and the Department of...