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legal experience in financial regulatory space or related areas.... Salary: Competitive salary based on experience and qualifications. H1: Principal Counsel, Enforcement - Join FINRA's Legal Team H2: Seeking Experienced Legal Professionals for Principal Counsel Role FINRA is currently hiring for the position...
Title: Assistant General Counsel, Regulatory Experience: Minimum of 6-8... Organization: FINRA (Financial Industry Regulatory Authority) Location: Various locations,... Full Time Position: Yes H1 and H2 Headings: H1: Join FINRA as an Assistant General Counsel in our Regulatory group...
Enforcement The candidate will resolve non-complex Enforcement matters, and contribute meaningful high quality work for large complex matters. Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Execute an effective risk-based legal strategy to assess the record fairly....
Assistant General Counsel, Litigation The candidate performs a... in connection with civil, criminal and administrative proceedings. Responsible for risk mitigation in the handling of lawsuits and claims, handling complex litigation matters independently, and supervising... and mentoring other attorneys and para...
Friendly Job Title: Senior Director, Special Investigations Unit H1 Heading: Senior Director - Special Investigations Unit H2 Headings: Essential Job Functions, Education/Experience Requirements, Knowledge Requirements, Skills Requirements Senior Director, Special Investigations Unit - Any FINRA Location...
Senior Litigation Counsel, Enforcement - Any... currently seeking a Senior Litigation Counsel to join their... team in any FINRA location. This individual will work under minimal supervision to litigate nationwide non-disciplinary and disciplinary proceedings filed with the Office of Hearing...
FINRA is seeking a Senior Director to lead their Cyber-Enabled Fraud and Analytics team. This senior level position will oversee the planning and execution of cyber-enabled fraud investigations involving member firms, as well as conduct threat identification analysis and...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...