Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist plays a significant role in the StratIntel mission within the organization’s Member Supervision department. Their primary responsibilities include: - Leading complex analytical projects to identify emerging market risks with minimal supervision. - Developing sophisticated...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, and interact with internal and external parties. - Conduct risk monitoring activities for...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, focusing on both existing and emerging risks. - Report to a Risk Monitoring Director, supporting them in identifying risks and interacting with both internal...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is a pivotal role within the StratIntel team of the organization, which is part of the Member Supervision department. The primary responsibilities of this position include: - Leading complex analytical projects to identify...
Program for the Firm Group, ensuring alignment with organizational goals and regulatory standards. - Develop and implement... a multi-year strategic plan for the Firm Group, managing priorities in line with Member Supervision objectives and collaborating with cross-functional partners. - Oversee the Ex...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and Compliance teams, consisting of over 120 examiners and managers. - Set multi-year strategic plans and manage priorities...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is a key figure within the StratIntel division of the organization’s Member Supervision department. The role is centered on delivering proactive intelligence to enhance investor protection and market integrity. The responsibilities include: -...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and interact with internal and external...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support a Risk Monitoring Director by identifying existing and emerging risks, and facilitating interactions with...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and engage in interactions with internal...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and perform ongoing risk assessments of FINRA members, reporting directly to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is integral to the mission of StratIntel within the Member Supervision department of the organization. The role includes leading sophisticated analytical projects that identify emerging market risks with minimal oversight. The specialist...
set a multi-year strategic plan aligning with Member Supervision goals and vision. - Manage priorities, collaborate with cross-functional partners, and integrate examination efforts with Regulatory Operations. - Ensure connectivity and... partnership with Member Supervision’s centralized and support functions and other Member Supervision...
Title: Director of Innovative Housing Initiatives Job Responsibilities: - Supervise all facets of the Housing Justice Helpline work, including Paralegals, the Program Manager, and Supervising Attorneys. - Collaborate with the Housing Leadership Group, Housing Defense teams, Information Technology, Development, and Grants and Contracts...
Title: Juvenile Rights Practice Staff Attorney – Entry Level Fall 2026 Job Responsibilities: - Represent clients in Family Court litigation, including fact-finding, dispositional, and post-dispositional hearings. - Conduct direct client representation and handle institutional assignments such as intake and case coverage. - Prepare cases...
Title: Senior Counsel, Liberty and National Security Program Job Responsibilities: - Spearhead the Liberty and National Security Program's efforts to reconceive the future of the Department of Homeland Security to prevent abuse of its broad authorities. - Develop, draft, and supervise legal and...
tax exemption issues for both the organization and the organization Action Fund, and election law matters specifically for the... organization Action Fund. The role involves offering staff legal training on lobbying, gifts/ethics, tax exemption, and political law issues. The Assoc...
Title: Juvenile Rights Practice Staff Attorney – Entry Level Fall 2026 Job Responsibilities: - Represent clients in Family Court litigation, including fact-finding, dispositional, and post-dispositional hearings. - Conduct direct client representation and institutional assignments, including intake and case coverage. - Engage in out-of-court case...
Title: Senior Counsel Job Responsibilities: Senior Counsels at the organization lead and engage in cutting-edge impact litigation, public policy advocacy, and education to further the organization's mission. The Senior Counsel will work both independently and collaboratively to assist the organization's Regional Office...
Title: Senior Counsel Job Responsibilities: Senior Counsels at the organization lead and engage in cutting-edge impact litigation, public policy advocacy, and education to further the organization's mission. The Senior Counsel will work independently and collaboratively to help serve the organization's Regional Office...
Title: Senior Counsel Job Responsibilities: Senior Counsels at the organization lead and engage in cutting-edge impact litigation, public policy advocacy, and education to further the organization's mission. The Senior Counsel will work independently and collaboratively to help serve the organization's Regional Office...
on federal litigation and regulatory advocacy related to ocean... conservation. Key responsibilities include: - Representing the organization in litigation, which involves legal research, analysis, briefing, and oral arguments. - Collaborating with attorneys in the Litigation Program and other Oceans attorneys and staff...
tenant organizing. - Participate in affirmative litigation on behalf of tenant associations and individual anti-eviction litigation. - Conduct training sessions for community groups and their members on tenants’ rights issues. - Collaborate with tenant organizers and assist with legislative and/or regulatory advocacy. - Lea...
Title: Assistant General Counsel, Regulatory Job Responsibilities: - Provide senior-level legal... life cycle of new regulatory initiatives. - Act as a... advisory committees on complex regulatory initiatives and rule changes. -... Communicate complex regulatory initiatives to senior executives,... often under urgent deadlines. - Serve as...
Title: Assistant General Counsel, Regulatory Job Responsibilities: The Assistant General Counsel,... Regulatory is responsible for providing... the lifecycle of new regulatory initiatives. Key responsibilities include... on complex and sensitive regulatory initiatives and rule changes,... and communicating these to senior executives with the...
Title: Staff Attorney, Prisoners’ Rights Project (PRP) Job Responsibilities: The Staff Attorney for the Prisoners’ Rights Project (PRP) at the organization is tasked with a broad range of responsibilities aimed at defending and expanding the rights of incarcerated individuals in New York...
Title: Deputy General Counsel Job Responsibilities: - Assist the General Counsel in managing all aspects of the legal work of Local 32BJ. - Supervise and mentor the Legal Department’s fourteen employees. - Handle a wide range of matters relating to new organizing, the advancement...
Title: Associate, HONORS Program Job Responsibilities: The position of Associate in the Honors Program involves significant contributions to the Enforcement department's investigations and decisions regarding disciplinary actions against individuals and firms in the financial industry. This entry-level role provides substantial hands-on legal...
agreements. Exercise substantial autonomy in handling contracts and releases for the Development, Communications, and Operations departments. - Conduct legal research and analysis to assist the General Counsel’s Office in providing counsel on legal and regulatory matters affecting the organization.... These matters...
Title: Policy Advocate Job Responsibilities: - Support state and federal policy advocacy to reduce the health and environmental impacts of plastics and toxic chemicals, under the guidance of the Director of Plastics and Petrochemical Advocacy. - Engage in advocacy efforts to combat false...
Title:** Principal Intelligence Specialist **Job Responsibilities:** The Principal Intelligence Specialist is integral to the StratIntel mission within the organization's Member Supervision department. The role involves: - Leading complex analytical projects to identify emerging market risks with minimal supervision. - Developing sophisticated frameworks to evaluate high-impact...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties. - Handle complex or elevated risk firms...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, supporting interactions with internal and external parties. - Conduct risk monitoring...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: The Principal Analyst, Risk Monitoring is responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members, reporting directly to a Risk Monitoring Director. This senior-level position supports the Risk Monitoring Director in...
Title: Senior Director of Programs Department: Programs & Membership Reports to: VP of Programs & Membership Employment Status: Full Time/ Exempt (40 hours/ week) Salary: $109,273/ year Overview of the Organization The organization is an umbrella policy and advocacy entity for nearly 200 groups within New...
execution of the Examinations Program for the Firm Group and assigned firms. - Develop and manage a multi-year strategic plan aligning with Member Supervision goals and vision. - Collaborate with cross-functional partners outside Member Supervision and integrate Examination efforts with Regulatory Oper...
and day-to-day operations. - Manage regulatory reporting to authorizers and... government agencies. - Support advocacy and lobbying efforts. - Draft, review, and negotiate agreements, using pragmatic business judgment and making appropriate risk determinations. - Advise on data privacy issues. -...
Title: Senior Attorney, Clean Energy Job Responsibilities: - Lead complex climate and energy cases before state public utility commissions, state and federal agencies, and state and federal courts. - Conduct litigation and advocacy efforts, performing tasks such as factual...
Title: Senior Contract Attorney Job Responsibilities: The Senior Contract Attorney is responsible for providing legal guidance and review under the direction of the Chief Contract Officer. Key responsibilities include: - Advising the Chief Contract Officer on procurement-related contract matters, risk management strategies, and...