Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render senior-level legal... life cycle of new regulatory initiatives. - Serve as a... advisory committees on complex regulatory initiatives and rule changes. -... Communicate complex regulatory initiatives to senior executives... under urgent deadlines. - Provide expert advice...
Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the... Fixed Income Specialist, and Compliance teams, comprising over 120... Supervision goals and collaborate with cross-functional partners. - Oversee all fixed income, capital markets, and compliance examinations, ensuring coordination with... other exam tea...
Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render senior-level legal... life cycle of new regulatory initiatives. - Advise the Board... advisory committees on complex regulatory initiatives and rule changes. -... Brief and communicate complex regulatory initiatives to senior executives... under urgent deadlines. - Serve...
day-to-day legal operations, ensuring compliance and managing risk. -... such as corporate governance, non-profit law, tax, regulatory compliance, contracts, intellectual property... (IP),... privacy, data protection, human resources (HR), ethics, and risk management. - Ensure the organization's domestic and international operations...
Title: Senior Director & Counsel, Enterprise Data Privacy Office Job Responsibilities: The Senior Director and Counsel, Privacy, also known as the Chief Privacy Officer (CPO), leads the organization's Enterprise Data Privacy Office. The primary responsibilities include: - Designing, implementing, and...
Title: Senior Principal Analyst, Office of Strategic Engagements Job Responsibilities: The Senior Principal Analyst in the Office of Strategic Engagement (OSE) within the department of Member Supervision is tasked with supporting the leadership team in various high-visibility external engagements and publications. The...
a focus on drafting correspondence, reviewing, and responding to subpoenas and information requests. Key responsibilities include: - Reviewing, organizing, and tracking court, arbitration, and administrative subpoena requests and files. - Conducting legal and regulatory research to locate decisions... and responsive documents. - Assem...