Job Title: Associate, HONORS Program Job Responsibilities: The... Associate in the Honors Program at the organization plays a crucial role in contributing to Enforcement’s investigations and determining whether to bring disciplinary actions against individuals and firms in the financial industry. Honors Associates...
Job Title: Vice President, Capital Markets,... Fixed Income, and Compliance Testing Job Responsibilities: - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and Compliance teams, consisting of over 120 examiners and managers. - Set multi-year strategic plans and manage...
Job Title: Senior Principal Intelligence Specialist Job... Responsibilities: The Senior Principal Intelligence Specialist operates as an advanced expert within the Strategic Intelligence & Analytics (StratIntel) department of the organization’s Member Supervision department. This role involves utilizing a comprehensive skillset and expertise pertinent...
Job Title: Associate, HONORS Program Job Responsibilities: The... Associate in the HONORS Program at the organization plays a crucial role in contributing to the Enforcement’s investigations and decisions regarding disciplinary actions against individuals and firms in the financial industry. This entry-level position...
Job Title: Vice President, Capital Markets,... Fixed Income, and Compliance Testing Job Responsibilities: - Lead the Capital Markets, Fixed Income Specialist, and Compliance teams, consisting of over 120 examiners and managers, setting a multi-year strategic plan and managing priorities to align with...
Job Title: Associate General Counsel Job Responsibilities: -... and employment, litigation, intellectual property, tax, data privacy, cybersecurity,... and lobbying. - Advise on day-to-day legal issues, including labor and employment, contracts, insurance, intellectual property, nonprofit corporate governance, privacy,......
Job Title: Assistant General Counsel, Legal Job... Responsibilities: - Review, draft, and negotiate client and vendor contracts, RFPs, NDAs, DPAs, consulting agreements, and other commercial agreements related to the company's services. - Work closely with client service teams to resolve legal issues concerning...
**Job Title: Associate General Counsel** **Job Responsibilities:** -... Negotiate, draft, and review general business, vendor, consultant, and real estate contracts and agreements. Exercise substantial autonomy in handling contracts and releases for the Development, Communications, and Operations departments. - Conduct legal research and analysis...
Job Title: Vice President, Capital Markets,... Fixed Income, and Compliance Testing Job Responsibilities: - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and Compliance teams, comprising over 120 examiners and managers. - Develop and implement a multi-year strategic plan...
Job Title: Summer 2026 - Intern,... Legal Job Responsibilities: The Legal Intern will work within the organization's Legal Department, under the supervision of the Deputy General Counsel, to provide legal advice and assistance to the organization and its various departments....
Job Title: Associate Counsel Level C Job... Responsibilities: The Associate Counsel Level C position involves providing legal counsel, recommendations, and approaches on a diverse range of legal matters. This role is crucial in ensuring the organization operates within legal boundaries while achieving...