Title: Legal Internship Job Responsibilities: - Conduct research and writing for various legal cases. - Engage in client interaction, including meetings and phone calls, to gather information and provide updates. - Draft pleadings and correspondence for legal proceedings. - Prepare for and attend hearings, providing...
Title: Legal Internship Job Responsibilities: - Conduct research and writing tasks relevant to the assigned cases. - Engage in client interaction through meetings and phone calls. - Draft pleadings and correspondence as required. - Prepare for and attend hearings. - Investigate and develop facts in individual...
Title: Staff Attorney, Detention Project, Organization Job Responsibilities: - Conduct preliminary... intake interviews, gathering all relevant facts for presentation at unit meetings. - Assess income eligibility and recommend appropriate referrals for individuals not eligible for organization services. Recommend exceptions to financial guidelines to...
Staff Attorney, Non-Detained Kids Project Job Responsibilities: - Conduct preliminary intake... interviews to gather all relevant facts for case presentation at unit meetings. - Assess income eligibility and recommend appropriate referrals for individuals not eligible for organization services, suggesting exceptions to financial guidelines...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, and interact with internal and external parties. - Conduct risk monitoring activities, including...
Title: Senior Principal Analyst, Office of Strategic Engagements Job Responsibilities: The Senior Principal Analyst plays a crucial role within the Office of Strategic Engagements (OSE) of the Member Supervision department. The primary responsibilities include: - Supporting the External Strategic Engagements leadership team...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties to address these...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and in interactions with internal and...
Title: Staff Attorney, Immigrant Legal Defense Program Job Responsibilities: The Staff Attorney for the Immigrant Legal Defense Program at the organization is tasked with providing legal consultations, advice, and representation to low-income immigrants, refugees, and asylum seekers. The attorney will engage with...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties. - Monitor complex...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Lead the Firm Grouping by setting a multi-year strategic plan, managing priorities in alignment with Member Supervision goals, and integrating Examination efforts with Regulatory Operations. - Provide strategic leadership...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead operations and execution for Capital Markets, Fixed Income Specialist, and Compliance teams, comprising over 120 examiners and managers. - Develop and implement a multi-year strategic plan aligned with Member...
Title: Summer Internship - **Members Only** Intern Opportunities Job Responsibilities: - Interns will immerse themselves in the day-to-day operations of various divisions and offices within the organization, acquiring practical skills and insights beyond the classroom. - Interns are expected to make meaningful contributions as...
Title: Fall Internship - PCAOB Intern Opportunities Job Responsibilities: - Engage in the day-to-day operations of various divisions and offices within the organization, gaining practical skills and insights beyond the classroom. - Contribute as an integral member of a team to projects and...
Title: Spring Internship - PCAOB Intern Opportunities Job Responsibilities: Interns at the organization are offered a unique opportunity to support the investor protection mission while gaining hands-on experience in various divisions and offices. Interns will: - Immerse themselves in the day-to-day operations of...
Title: PCAOB Fellow Job Responsibilities: - Participate in the day-to-day operations of various divisions and offices within the organization. - Contribute to meaningful projects and initiatives that align with the organization's mission of investor protection. - Engage in a collaborative environment, promoting learning and...
Title: Staff Attorney, Asylum Project Job Responsibilities: - Conducts preliminary... intake interviews, gathering all relevant facts for presentation at department meetings. - Assesses income eligibility and recommends appropriate referrals for individuals not eligible for organization services. - Recommends exceptions to financial...
Title: Associate General Counsel Job Responsibilities: The Associate General Counsel will work within the General Counsel team to provide in-house legal support to all departments within the organization. The primary focus is on supporting the organization's advocacy efforts and involves collaboration with...
Title: Associate, HONORS Program-1 Job Responsibilities: FINRA Enforcement Associates in the Honors Program play a crucial role in the investigations and decisions regarding whether to bring disciplinary actions against individuals and firms in the financial industry. This entry-level position provides substantive hands-on...