Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and perform ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support a Risk Monitoring Director in identifying existing and emerging risks and interact with internal and...
Strategic Engagements leadership team in all aspects of their responsibilities. This includes representing the team when appropriate and leading the development of high-visibility and high-impact... publications, speaker preparation materials, and other forms of messaging and information-sharing directed at external audie...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments for FINRA members, under the supervision of a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and in...
Title: Principal Analyst, Risk Monitoring** **Job Responsibilities:** - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and engage in interactions with internal and external parties. - Conduct risk monitoring...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Serve as a senior-level position reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks, and manage interactions with internal and external parties. - Conduct...
Title Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and Compliance teams, consisting of over 120 examiners and managers. This includes setting a multi-year strategic...
Title: Senior Attorney, Environmental Enforcement Job Responsibilities: The Senior Attorney in the Environmental Enforcement group at the organization is tasked with several critical responsibilities. The primary focus is on holding polluters accountable for violations of federal environmental laws that protect land, air,...
Title: Legal Intern (Summer 2026) Job Responsibilities: The City Attorney’s Office is seeking a 2L Summer Intern who will be involved in a wide range of legal activities. The responsibilities include providing support in both civil and criminal law areas. The intern...
Title: 1L Legal Intern Program/Department Overview: The . Legal & Regulatory department envisions a world where individuals from diverse backgrounds are connected to environmental challenges and engaged in creating durable and equitable solutions. The department is committed to achieving clean air and...