Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and Compliance teams, consisting of over 120 examiners and managers. This includes setting a multi-year strategic plan,...
Title: Associate, HONORS Program-1 Job Responsibilities: The Associate in the HONORS Program is tasked with making significant contributions to the organization's Enforcement investigations and decisions regarding disciplinary actions against individuals and firms in the financial industry. This entry-level role allows the Associate...
Title: Senior Counsel, Litigation Job Responsibilities: - Provide legal advice and counsel on a broad spectrum of global litigation and regulatory matters, including commercial disputes, intellectual property litigation, and regulatory investigations and enforcement actions. - Manage and oversee outside counsel in all aspects...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist operates within the Strategic Intelligence & Analytics (StratIntel) organization, a part of the Member Supervision department. The role involves providing proactive and strategic intelligence to support investor protection and market...
Title: Director, Legal Ops & Legal Systems Innovation Job Responsibilities: The Director, Legal Ops & Legal Systems Innovation is tasked with overseeing the design and operation of effective legal technology and administrative systems to support the organization's various legal programs. Key responsibilities...
Title: Paralegal, Litigation Job Responsibilities: - Drive case management support, including coordination with case teams, managing outside counsel, organizing and tracking cases, and identifying issues or risks. - Conduct fact investigations by collaborating with teams and individuals across the organization, identifying and collecting...
Title: Legal Program Manager Job Responsibilities: - Collaborate with legal, engineering, security, and other business and compliance teams to lead and build legal programs, aligning internal practices with external commitments and legal obligations. - Support regulatory inquiries, audits, and investigations by coordinating responses...
Title: Senior Legal Counsel, Patents Job Responsibilities: - Lead patent portfolio development for hardware and related activities, including proactive invention identification, application preparation, and prosecution. - Partner closely with engineering, product, and design teams to identify strategic hardware innovations and craft high-value patent...