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Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Enforcement The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
continually strive for a workforce that reflects the growing diversity within the State of Illinois. A variety of employee backgrounds, perspectives, ideas and experiences are crucial to our ability to most effectively serve the public. Bilingual skills welcome Reasonable Accommodation Statement The...
is an Equal Opportunity and Affirmative Action Employer Principal Investigator, Specialist Team - All FINRA Locations Full time Salary Information: California: Minimum Salary $106,400, Maximum Salary $200,200 Washington, DC: Minimum Salary $106,400, Maximum Salary...
Administrative Officer (CAO) **MEMBERS ONLY**SIGN UP NOW***. is a nonprofit, community health center, that delivers comprehensive primary medical and dental services that respond to the needs of the communities we serve. Summary Responsibilities include...
MRTS Regulatory Compliance The candidate will manage key regulatory and compliance functions for Market Regulation and Transparency Services (MRTS). Manage responses to SEC inspections and oversights, manage responses to government access requests, ensure timely completion of audit commitments, and manage...
Assistant General Counsel, Regulatory - Full Time H2: Purposeful and Meaningful Work at a Leading Regulator Organization: FINRA Department: Office of General Counsel Job Title: Assistant General Counsel, Regulatory Employment Type: Full Time Job Requisition ID: R-008031 Salary Range:...
Designer - Develop and Deliver Training for Dispute Resolution Services at Not-For-Profit Regulator FINRA Salary Range: • California: $106,400 - $200,200 • Washington, DC/Maryland: $106,400 - $191,800 • Colorado/Hawaii: $92,500 - $166,800 • New York, NY: $111,000 - $200,200...
job title: Principal Analyst, Regulatory Services Management H1: Join FINRA's Regulatory Services Management Team as a Principal Analyst H2: Apply Now for the Senior-Level Professional Role of Principal Analyst at FINRA Job Summary: - Full-time position...
Principal Analyst, Risk Monitoring - Any FINRA Location H2: Job Description and Requirements Organization: FINRA Job Title: Principal Analyst, Risk Monitoring Job Type: Full Time Salary Range: $92,500 - $200,200 (varies by location and experience)...