Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Serve as the strategic examinations leader accountable for the effectiveness, efficiency, and execution of the Examinations Program for the Firm Group and assigned firms. - Set a multi-year strategic...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: The Vice President of Capital Markets, Fixed Income, and Compliance Testing is a strategic leader responsible for overseeing the Capital Markets, Fixed Income Specialist, and Compliance teams within the organization's...
Title: Fall Internship - PCAOB Intern Opportunities Job Responsibilities: The PCAOB Internship Opportunities are designed to provide interns with hands-on experience by immersing them in the day-to-day operations of various divisions and offices within the organization. Interns are expected to gain practical...
Title: Summer Internship - PCAOB Intern Opportunities Job Responsibilities: Interns at the organization are expected to immerse themselves in the day-to-day operations of various divisions and offices, gaining valuable hands-on experience that extends beyond classroom learning. Interns contribute meaningfully to projects and...
Title: Associate, HONORS Program-1 Job Responsibilities: FINRA Enforcement Associates in the Honors Program are integral to the investigations and decisions regarding disciplinary actions against individuals and organizations within the financial industry. This entry-level position provides substantive hands-on legal experience and...