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General Counsel, Africa and Europe The candidate will independently manage the Africa and Europe Legal Team to ensure the delivery of high-quality, customer-focused legal services to assigned Conservancy business units. Report to the General Counsel. Assist the General Counsel in...
role of a Director of Enforcement is a critical one within any organization, but even more so within a financial regulatory body like **MEMBERS ONLY**SIGN UP NOW***. As the leader of a team of attorneys, the Enforcement Director is responsible for managing a...
PCAOB is a registered trademark of the **MEMBERS ONLY**SIGN UP NOW***. Fall 2024 Legal Intern at PCAOB: Protect Investors & Drive Audit Quality Part-Time Salary: $23-$36/hour H1: Fall 2024 Legal Intern at PCAOB: Protect Investors...
Counsel, Enforcement - Salary, Job Title, and Experience Information Job Title: Principal Counsel, Enforcement Organization: FINRA (Financial Industry Regulatory Authority) Experience: Minimum of seven years of relevant legal experience in the financial regulatory space or related areas....
Litigation Counsel, Enforcement - Any FINRA Location Job Type: Full-Time Job Location: Various locations, including Washington, DC; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Chicago, IL; Boston, MA; Boca Raton, FL; Woodbridge, NJ; San Francisco, CA; Rockville, MD; Philadelphia, PA;...
Analyst, Risk Monitoring-Diversified, Carrying and Clearing - ANY FINRA location The Principal Analyst, Risk Monitoring-Diversified, Carrying and Clearing will be responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring Director....