Title: Associate, HONORS Program Job Responsibilities: FINRA Enforcement Associates in the Honors Program play a crucial role in contributing to the investigations and decisions regarding disciplinary actions against individuals and organizations in the financial industry. This entry-level position provides associates with substantive...
Title: Counsel, Discovery & Litigation Job Responsibilities: - Handle the... and civil and criminal litigation cases. - Exercise legal judgment... under limited supervision to respond to information requests, preserve privileges, and protect the confidentiality of information. - Determine the complexity of requests, identify...
Title: Assistant General Counsel, Regulatory Job Responsibilities: - Provide senior-level legal advice and support throughout the lifecycle of new regulatory initiatives. - Serve as a subject matter expert in one or more areas of legal expertise. - Advise the Board of Governors and advisory...
Title: Associate, HONORS Program Job Responsibilities: The Associate in the HONORS Program at the organization plays a crucial role in contributing to the Enforcement's investigations and decisions regarding disciplinary actions against individuals and firms in the financial industry. This entry-level position involves...
Title: Staff Attorney Job Responsibilities: The Staff Attorney at the organization is responsible for providing legal counsel to protect the organization's rights, assets, and operations while conducting government and commercial business activities in compliance with applicable laws, Executive Orders, and policies. Key...