Job Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist... is a pivotal role... within the StratIntel team of the organization, which is part of the Member Supervision department. The primary responsibilities of this position include: - Leading complex analytical projects to...
Job Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist... plays a significant role... in the StratIntel mission within the organization’s Member Supervision department. Their primary responsibilities include: - Leading complex analytical projects to identify emerging market risks with minimal supervision. - Developing...
Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Lead... Examinations Program for the Firm Group, ensuring alignment with... strategic plan for the Firm Group, managing priorities in... line with Member Supervision objectives and collaborating with cross-functional partners. - Oversee the Ex...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence... Specialist is an advanced expert-level... professional role within the **Members Only** program of the organization. This position is integral to supporting the mission of investor protection and market integrity by engaging in...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, focusing on both existing and emerging risks. - Report to a Risk Monitoring Director, supporting them in identifying risks and interacting with both internal...
advancing social, racial, and economic justice. - Initiate and support class actions and other... impact lawsuits in partnership with not-for-profit organizations and private firms working pro bono to create systemic change. - Work on a broad range of substantive legal issues, including...
Title: Senior Counsel or Senior Staff Attorney, Litigation Job Responsibilities: - Conduct cutting-edge impact and individual litigation, which includes conducting legal research, investigating facts, working with clients, drafting pleadings, briefs, and legal memoranda, engaging in discovery and motion practice, and conducting evidentiary...
Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Strategic... Examinations Program for the Firm Group and assigned firms. -... Develop and manage a multi-year strategic plan aligning with Member Supervision goals and vision. - Collaborate with cross-functional partners outside Member Supervision and...
**Job Title:** Principal Intelligence Specialist **Job Responsibilities:** The Principal Intelligence Specialist... is integral to the... StratIntel mission within the organization's Member Supervision department. The role involves: - Leading complex analytical projects to identify emerging market risks with minimal supervision. - Developing sophisticated frameworks to evaluate...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence... Specialist is an advanced expert... level position within the Strategic Intelligence & Analytics (StratIntel) organization, part of the Member Supervision department. The role involves the collection, analysis, processing, and dissemination of...
Title: Managing Director, New York Job Responsibilities: - Provide seasoned, disciplined, and effective management of the KIND field office, including program and performance management, budgeting, employee relations, and development-support functions. - Act as the senior representative of the organization at the local level,...
Title: Managing Director, New York Job Responsibilities: - Provide seasoned, disciplined, and effective management of the KIND field office, including performing independently in program and performance management, budgeting, employee relations, and development-support functions. - Act as the senior representative of the organization at...
Title: Temporary Senior Attorney Job Responsibilities: The Temporary Senior Attorney at the organization is tasked with providing senior-level expertise in legal services to unaccompanied children facing removal proceedings. The role involves serving as an expert advisor on complex and novel legal issues...
Title: Staff Attorney Job Responsibilities: The Staff Attorney at the organization is responsible for providing expert legal services to unaccompanied children who require legal representation. This includes zealous direct representation and pro bono facilitation, which involves robust consultation, training, and technical assistance...
Title: Managing Attorney, New York - Detained Job Responsibilities: - Provide senior-level expertise and program management in the provision of legal services by organization attorneys and pro bono partners to unaccompanied children in Office of Refugee Resettlement custody. - Mentor pro bono attorneys...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, supporting interactions with internal and external parties. - Conduct risk monitoring...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: The Principal Analyst, Risk Monitoring is responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members, reporting directly to a Risk Monitoring Director. This senior-level position supports the Risk Monitoring Director in...
senior-level legal advice and support throughout the entire life... cycle of new regulatory initiatives. - Act as a subject matter resource in one or more areas of legal expertise. - Advise the Board of Governors and advisory committees on complex regulatory initiatives...