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Title: Senior Principal Analyst, Regulatory Services Management H1... Heading: Join FINRA's Regulatory Services Management Team as... Transparency Services to Ensure Regulatory Compliance Summary: ... Principal Analyst in FINRA's Regulatory Services Management team is... responsible for managing and maintaining...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
FINRA (Financial Industry Regulatory Authority) is seeking a... oversee anti-money laundering (AML) and anti-fraud investigations. This senior level leadership position requires experience in securities, compliance, or financial regulatory work and a strong... understanding of AML and fraud related...
Litigation Counsel, Enforcement - Any FINRA Location • Full-time position with minimal supervision • Litigate nationwide non-disciplinary and disciplinary proceedings • Represent FINRA in complex disciplinary proceedings and appeals • Provide guidance on statutory disqualification, member application denials, and waiver/exemption...
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office of a BCG Attorney Search Top Ranked Law... seeks a near-partner lateral attorney with 3-5 years of... benefits like 401(k); 401(k) matching; Health insurance; Health savings account; Life insurance; Paid time off; Professional development assistance;... Relocation assistance; Retirement plan....