Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the... Fixed Income Specialist, and Compliance teams, comprising over 120... with Member Supervision goals, integrating Examination efforts with Regulatory Operations, and ensuring connectivity... with other programs. - Oversee all fixed income, capital mark...
Title: Deputy General Counsel, Programs & Operations Job Responsibilities: The Deputy General Counsel, Programs and Operations at the organization is tasked with leveraging extensive experience in affordable housing laws and policies to support the organization's mission of expanding access to affordable housing...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of **Members Only** members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and interact with internal and external...
Title: Senior Principal Analyst, Office of Strategic Engagements Job Responsibilities: The Senior Principal Analyst in the Office of Strategic Engagements (OSE) is integral to executing high-visibility external engagements and publications that share insights and intelligence with the securities industry. The role involves...
of the Examinations Program for the Firm Group, ensuring efficiency and effectiveness. - Develop and implement a multi-year strategic plan aligning with Member Supervision goals. - Collaborate with cross-functional partners and integrate Examination efforts with Regulatory Operations. - Ensure the Examination... Program's...