Title: Principal Analyst, Risk Monitoring Job Responsibilities: - The Principal Analyst, Risk Monitoring is responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - This senior-level position supports the Risk Monitoring Director in...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, supporting interactions with internal and external parties. - Perform risk monitoring...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks, and in interactions with internal and...
Title: Senior Director & Counsel, Enterprise Data Privacy Office Job Responsibilities: The Senior Director and Counsel, Privacy, also known as the Chief Privacy Officer (CPO), leads the organization's Enterprise Data Privacy Office. The primary responsibilities include: - Designing, implementing, and...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties. - Perform risk...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and Compliance teams, comprising over 120 examiners and managers. Develop strategic plans aligned with Member Supervision goals...
Title: Director, Legal Ops & Legal Systems Innovation Job Responsibilities: - Management (15%): Collaborate with organizational leadership to align operational strategies for program teams with organizational goals and improve legal systems innovation. Oversee budgeting, administrative, and people management functions. Provide assistance with...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of **Members Only** members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director by identifying existing and emerging risks and engaging with both internal and...
Title: Principal Analyst, Risk Monitoring - Retail** **Job Responsibilities:** - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks in collaboration with a Risk Monitoring Director and interact with...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, and interact with internal and external parties in this senior-level...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and perform ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and engaging with both internal...
Title: Senior Director, Office of Chief of Staff, OCLO Job Responsibilities: - Oversee or lead a variety of cross-functional initiatives and special projects to advance strategic priorities in support of organizational objectives. Establish project scope and timeline, define measures of success, and...
Title: Senior Director & Counsel, Enterprise Data Privacy Office Job Responsibilities: The Senior Director and Counsel, Privacy, serving as the Chief Privacy Officer (CPO), leads the organization's Enterprise Data Privacy Office and oversees its privacy function. The CPO is tasked with designing,...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties. - Conduct risk...
Title: Housing Attorney Job Responsibilities: The Housing Attorney at the organization is tasked with representing tenants in various legal matters related to housing. The primary responsibilities include: - Defending tenants against complaints for possession of real estate. - Engaging in affirmative litigation on behalf...
Title: National Staff Attorney Job Responsibilities: - Advocate for children’s best interests before government or other interested parties. - Supervise volunteers appointed as Child Advocate for unaccompanied and separated children in federal custody in or near program locations and across the United States...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and Compliance teams, comprising over 120 examiners and managers. This includes setting a multi-year strategic plan, managing...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Lead the Firm Grouping by setting multi-year strategic plans and managing priorities to align with Member Supervision goals and vision. - Work closely with cross-functional partners outside Member Supervision...
Title: Legal Contract Manager Job Responsibilities: - Manage the full contract lifecycle for government agreements, including NDAs, services agreements, teaming agreements, subcontracts, and order forms. - Negotiate contracts with federal, state, and local agencies and government integrators, balancing risk management with business objectives. -...
Title: Senior Program Administrator, OGC Regulation Job Responsibilities: - Provide high-level administrative support to ensure smooth day-to-day operations within the Office of General Counsel (OGC) Regulation offices. - Evaluate and refine organizational systems to enhance operational efficiency and effectiveness. - Plan and coordinate programs,...
Title: Fall Internship - PCAOB Intern Opportunities Job Responsibilities: Interns at the organization will have the opportunity to engage in a variety of responsibilities that support the investor protection mission. These responsibilities include: - Immersing in the day-to-day operations of various divisions and...
Title: Summer Internship Job Responsibilities: - Participate actively in the day-to-day operations of various divisions and offices within the organization to gain practical skills and insights. - Contribute to meaningful projects and initiatives that impact the organization’s investor protection mission. - Work collaboratively within...
Title: Fall Internship - PCAOB Intern Opportunities Job Responsibilities: - Engage in hands-on experience by immersing in the day-to-day operations of various divisions and offices within the organization. - Contribute meaningfully to projects and initiatives that have a significant impact on the organization. -...
Title: PCAOB Fellow Opportunities Job Responsibilities: - Fellows will immerse themselves in the day-to-day operations of various divisions and offices within the organization, gaining practical skills and insights beyond the classroom. - Fellows are expected to make meaningful contributions as integral members of...
Title: Spring Internship - **Members Only** Intern Opportunities Job Responsibilities: - Interns will immerse themselves in the day-to-day operations of various divisions and offices within the organization to gain practical skills and insights beyond the classroom. - Interns will contribute to projects and initiatives...
Title: PCAOB Fellow Opportunities Job Responsibilities: - Participate in hands-on experience by engaging in the day-to-day operations across various divisions and offices within the organization, gaining practical skills and insights. - Contribute meaningfully to projects and initiatives that impact the organization, becoming an...
Title: Litigation Paralegal Job Responsibilities: Paralegal and Factual Support (90%): - Edit, cite-check, Bluebook, proofread, format, assemble, serve, and file legal documents following court, agency, and case-specific requirements. - Maintain familiarity with court rules and procedures relevant to the office’s work. - Perform and coordinate...
Title: Senior Manager, Planning and Performance Job Responsibilities: The Senior Manager, Planning and Performance is a pivotal role within the Strategic Performance & Evaluation department at the organization. This position involves close collaboration with Deputy Directors to ensure effective compliance monitoring, proposal...