Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members. - Report to a Risk Monitoring Director and support in identifying existing and emerging risks. - Interact with internal and external parties for effective risk...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks while interacting with internal and external parties. - Conduct risk monitoring...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties. - Monitor complex or elevated risk...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director by identifying existing and emerging risks and interacting with...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Serve as a strategic leader for the Firm Grouping, responsible for setting a multi-year strategic plan and managing priorities aligned with Member Supervision goals and vision. - Collaborate closely...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead and oversee the operations of the Capital Markets, Fixed Income Specialist, and Compliance teams, which include over 120 examiners and managers. - Set multi-year strategic plans and manage priorities...
Title: Fall Internship - PCAOB Intern Opportunities Job Responsibilities: The PCAOB internship program offers prospective interns the opportunity to immerse themselves in the day-to-day operations of various divisions and offices within the organization. Interns are expected to gain practical skills and insights...
Title: Summer Internship - **Members Only** Intern Opportunities Job Responsibilities: Interns at the organization are given an opportunity to immerse themselves in the day-to-day operations of various divisions and offices. They are expected to gain practical skills and insights that extend beyond academic...
Title: Spring Internship - PCAOB Intern Opportunities Job Responsibilities: The PCAOB internship program provides interns with a unique opportunity to contribute to the organization's mission of investor protection. Interns will be immersed in the day-to-day operations of various divisions and offices, gaining...
Title: PCAOB Fellow Opportunities Job Responsibilities: The PCAOB Fellow Opportunities are designed to offer participants hands-on experience by immersing them in the day-to-day operations of various divisions and offices within the organization. Fellows are expected to contribute meaningfully to projects and initiatives...
Title: Northwest Texas Managing Attorney Job Responsibilities: - Outreach & Advocacy: The Managing Attorney will be responsible for building coalitions that engage both traditional and non-traditional allies. The goal is to significantly increase the number of immigrants who are aware of their...