Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and interacting with internal...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members under the supervision of a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties. - Conduct risk monitoring...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties. - Execute risk monitoring activities for...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Support the direct manager by identifying existing and emerging risks and facilitating interactions with...
TITLE Managing Attorney JOB RESPONSIBILITIES The Managing Attorney at the organization is responsible for overseeing the effective delivery of legal services. This includes supervising substantive unit supervisors and supporting the Executive Director in overall program management. Key responsibilities include: Legal Oversight & Compliance - Oversee...
Title: Post-Graduate Legal Fellow Job Responsibilities: - Litigate statutory and constitutional civil rights claims on behalf of incarcerated individuals, primarily in federal court. - Conduct visits to prisons and other institutions to meet with clients and monitor ongoing conditions of confinement. - Work closely...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Serve as the strategic examinations leader accountable for the effectiveness, efficiency, and execution of the Examinations Program for the Firm Group and assigned firms. - Set a multi-year strategic...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: The Vice President of Capital Markets, Fixed Income, and Compliance Testing is a strategic leader responsible for overseeing the Capital Markets, Fixed Income Specialist, and Compliance teams within the organization's...
Title: Spring Internship at Organization Job Responsibilities: Interns at the organization will engage in a variety of responsibilities that provide hands-on experience and meaningful contributions to the organization's mission of investor protection. Key responsibilities include: - Immersing in the day-to-day operations of various...
Title: Fall Internship - PCAOB Intern Opportunities Job Responsibilities: The PCAOB Internship Opportunities are designed to provide interns with hands-on experience by immersing them in the day-to-day operations of various divisions and offices within the organization. Interns are expected to gain practical...
Title: Summer Internship - PCAOB Intern Opportunities Job Responsibilities: Interns at the organization are expected to immerse themselves in the day-to-day operations of various divisions and offices, gaining valuable hands-on experience that extends beyond classroom learning. Interns contribute meaningfully to projects and...
Title: PCAOB Fellow Job Responsibilities: The PCAOB Fellow position offers a unique opportunity to support the organization’s mission of investor protection. Fellows will immerse themselves in the day-to-day operations of various divisions and offices, gaining practical skills and insights beyond the classroom....
legal advice and support to the organization in various areas for clinical, strategic, and business operations. - Assist in the preparation, review, and negotiation of documents for complex transactions, including agreements related to clinical research, procurement, information technology, managed care, emp......