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- Assistant General Counsel, Regulatory - Full time -... - FINRA (Financial Industry Regulatory Authority) Overview: ... - FINRA is a not-for-profit entity operating under the oversight of the SEC. - Our mission is investor protection and market integrity....
Title: Senior Principal Analyst, Regulatory Services Management H1... Heading: Join FINRA's Regulatory Services Management Team as... Transparency Services to Ensure Regulatory Compliance Summary: ... Principal Analyst in FINRA's Regulatory Services Management team is... responsible for managing and maintaining...
Job title: Principal Analyst, Regulatory Services Management - Organization:... FINRA's Department of Market Regulation and Transparency Services - Location: Various locations (see below for salary information) - Education and experience requirements: Bachelor's degree and 8 years of experience, or equivalent...
abides by the requirements of 29 CFR 513. This regulation prohibits discrimination against qualified individuals on the basis of age, and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individuals on the...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
experience in the financial regulatory space. The successful candidate... will be responsible for performing rigorous assessments and effective advocacy in Enforcement matters. They will also collaborate with other FINRA departments and prioritize matters based on risk. This role offers a...
Designer - Full Time Position at FINRA FINRA is a non-profit organization that operates under the oversight of the SEC. Our mission is to protect investors and maintain market integrity. We are currently seeking an experienced Instructional Designer to...
Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Principal... Analyst, Risk Monitoring Job Type: Full Time Salary: Varies by location and experience Job Requisition ID: R-008120 Posted On: Posted Today Job Summary: The Principal Analyst, Risk Monitoring will report...