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Senior Litigation Counsel, Enforcement - Any FINRA Location H2: Essential Job Functions: - Represent FINRA in complex disciplinary and non-disciplinary proceedings - Brief and argue appeals before the National Adjudicatory Council - Provide guidance and advice on statutory disqualification and member application issues - Draft...
a Senior Special Counsel and Hearing Officer, you will have the opportunity to preside over formal disciplinary proceedings involving FINRA-registered firms and individuals. This role requires a law degree and 15 years of litigation experience, with a strong understanding of...
Title: Senior Litigation Counsel, Enforcement Organization: FINRA Department: Office of Hearing Officers Experience: Minimum of 10 years of litigation experience Salary: Varies by location, ranging from $127,300 to $296,100 Location: Any FINRA location H1: Join the Team at **MEMBERS ONLY**SIGN UP NOW***...
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