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Litigation Counsel, Enforcement - Any FINRA Location Full Time R-007844 Overview: - The Senior Litigation Counsel represents FINRA in complex disciplinary and non-disciplinary proceedings nationwide. - They also handle appeals before the National Adjudicatory Council and...
disciplinary proceedings and appeals. They will also provide guidance and advice on issues related to statutory disqualification, member application denials, and waiver/exemption requests. This position requires a minimum of 10 years of litigation experience, including first-chair trial experience. J......
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