Save your search progress and never miss an update
Counsel in Enforcement at FINRA H2: Lead and Advocate for... Fair and Effective Outcomes in Enforcement Matters BOLD HEADLINES: - Join the Team at FINRA as a Principal Counsel... in Enforcement - Use Your Legal Expertise to Advance Investigations and Develop Strategies - Collaborate with...
and Analytics - Any FINRA Location Full time... Posted Yesterday Job Requisition ID: R-007655 The Senior Director within FINRA’s Cyber and Analytics Unit (CAU) leads the Cyber-Enabled Fraud (CEF) team responsible for overseeing investigations and examinations...
Counsel, Enforcement - Any FINRA Location H1: Senior... Counsel, Enforcement - Any FINRA Location H2: Essential... Job Functions Organization: FINRA (Financial Industry Regulatory Authority)... Job Requisition ID: R-008012 Salary Information: - California: Minimum Salary...
Investigations Unit - Any FINRA Location Full-time ... FINRA Careers Job Requisition... ID: R-007744 The Senior Director within FINRA’s Special Investigations Unit (SIU) is responsible for overseeing the anti-money laundering (AML) and anti-fraud investigative functions. This role...
Counsel, Enforcement - Any FINRA Location Experience: Minimum... of 10 years of litigation experience Salary Information: - California: Minimum Salary $146,200, Maximum Salary $296,100 - Washington, DC: Minimum Salary $146,200, Maximum Salary $283,800 - Colorado/Hawaii: Minimum Salary $127,300, Maximum...
position located at all FINRA locations. The salary for... is responsible for conducting high complexity investigations of FINRA member firms, potentially suspicious... activities of persons associated with FINRA member firms, and providing... guidance to Member Supervision staff. The Principal Inves...
Markets H1: Join FINRA as a Director of... Risk Monitoring in the Capital Markets Department H2: Lead a team of Risk Monitoring Analysts to ensure effective risk management for a portfolio of firms in a specific Firm Group...
Management H1: Join FINRA as a Principal Analyst... Headlines: - Senior-Level Professional Role in Regulatory Services Management with FINRA - Execute Change Control/Request... Process and RSA Exchange ROC Reporting - Support the Development of Solutions to Enhance Process Effectiven...
Specialist Team - All FINRA Locations Apply Logo ... time type Full time posted on Posted Today job requisition id R-008114 The Investigations Director, Specialist Team, manages examinations and investigations of broker-dealers’ compliance with applicable...
Risk Monitoring - Any FINRA Location #H2: Conduct Risk... Monitoring Activities for FINRA Members Organization: **MEMBERS ONLY**SIGN UP NOW***... Department: Risk Monitoring Job... Job Type: Full-Time FINRA, the Financial Industry Regulatory... at any of our FINRA locations. This is a... senior-level...