Counsel, Capital Markets Job Responsibilities: 1. **Regulatory Guidance and Advisory**: -... lifecycle of adopting new regulatory requirements. - Advise the... on complex and sensitive regulatory initiatives and rule changes. ... legal advice on high-impact regulatory policy matters. - Serve... the organization in specific regulatory areas....
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and Compliance teams, comprising over 120 examiners and managers. This includes setting a multi-year strategic plan, managing...
Title: Assistant Special Counsel, Office of Hearing Officers Job Responsibilities: The Assistant Special Counsel in the Office of Hearing Officers is a senior-level legal position responsible for providing effective legal support to Hearing Officers in connection with the adjudication of disciplinary proceedings....
multi-year strategic plans and managing priorities to align with Member Supervision goals and vision. - Work closely with cross-functional partners outside Member Supervision to integrate Examination efforts with Regulatory Operations. - Ensure connectivity and... partnership with Member Supervision’s centralized and support funct...
government agreements, including NDAs, services agreements, teaming agreements, subcontracts,... and order forms. - Negotiate contracts with federal, state, and local agencies and government integrators, balancing risk management with business objectives. - Ensure ongoing compliance with contract requirements, including flow-down clauses, reporting obligations,...
the Office of General Counsel (OGC) Regulation offices. - Evaluate and refine organizational systems to enhance operational efficiency and effectiveness. - Plan and coordinate programs, initiatives, and events, overseeing the preparation of agendas, materials, logistics, and follow-up for staff and regulatory...
TITLE: Legal Counsel POSITION CLASSIFICATION: Senior Director SALARY BAND: A and B REPORTS TO: General Counsel LOCATION: Washington, DC Area (Preferred) About the Organization The organization is dedicated to a national effort to protect and restore rivers, from remote mountain streams to urban waterways, emphasizing the...
Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render senior-level legal... life cycle of new regulatory initiatives, serving as a... on complex and sensitive regulatory initiatives and rule changes... with limited oversight. - Brief and communicate complex regulatory initiatives to senior executives,... provi...
Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render senior-level legal... life cycle of new regulatory initiatives. - Serve as a... on complex and sensitive regulatory initiatives and rule changes. -... Communicate complex regulatory initiatives to senior executives... with urgency. - Act as a legal...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and Compliance teams, consisting of over 120 examiners and managers. - Set multi-year strategic plans and manage priorities...
the Firm Grouping, setting a multi-year strategic plan and managing priorities aligned with Member Supervision goals and vision. - Collaborate with cross-functional partners outside Member Supervision, integrating Examination efforts with Regulatory Operations and ensuring connectivity... with centralized and support functions. - P...
Title: Senior Program Administrator, OGC Regulation Job Responsibilities: The Senior Program Administrator in the Office of General Counsel (OGC) at the organization plays a crucial role in maintaining and enhancing the operational efficiency of the office. Responsibilities include: - Providing high-quality administrative support...
Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render senior-level legal... life cycle of new regulatory initiatives. - Advise the Board... advisory committees on complex regulatory initiatives and rule changes. -... Brief and communicate complex regulatory initiatives to senior executives... under urgent deadlines. - Serve...
Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render senior-level legal... life cycle of new regulatory initiatives. - Serve as a... advisory committees on complex regulatory initiatives and rule changes. -... Communicate complex regulatory initiatives to senior executives... under urgent deadlines. - Provide expert advice...
the Enforcement department's investigations and decisions regarding potential disciplinary actions against individuals and firms within the financial industry. This position offers... entry-level associates an opportunity to gain substantive hands-on legal experience, enhancing their skills in investigation, litigation, and writing. T...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and Compliance teams, comprising over 120 examiners and managers. Develop strategic plans aligned with Member Supervision goals...