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Litigation Counsel, Enforcement - Any FINRA Location Overview: The Senior Litigation Counsel, Enforcement will have the opportunity to work on complex disciplinary and non-disciplinary proceedings nationwide, as well as brief and argue appeals before the National Adjudicatory Council...
Title: Assistant General Counsel, Regulatory Salary Range: $127,300 -... legal experience Organization: FINRA (Financial Industry Regulatory Authority) Location:... Various locations... FINRA as an Assistant General Counsel, Regulatory H2: Protect Investors and... Maintain Market Integrity in this Senior-Level Legal Role...
Counsel at FINRA, the Financial Industry Regulatory Authority, is... responsible for nationwide litigation of non-disciplinary and disciplinary proceedings before the Office of Hearing Officers (OHO) and the National Adjudicatory Council (NAC). This role requires a law degree and admission to...
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