Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is a key figure within the StratIntel division of the Member Supervision department. This role is instrumental in fulfilling the organization's mission of providing proactive intelligence to enhance investor protection and market...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties. - Conduct risk...
Title: Fall Internship - **Members Only** Intern Opportunities Job Responsibilities: - Gain hands-on experience by immersing in the day-to-day operations of various divisions and offices within the organization. - Make meaningful contributions by being an integral member of teams, participating in projects and initiatives...
Title: Summer Internship Job Responsibilities: Interns at the organization will be immersed in the day-to-day operations of various divisions and offices, gaining practical skills and insights that extend beyond academic learning. They will be integral members of their teams, contributing to projects...
Title: Spring Internship - PCAOB Intern Opportunities Job Responsibilities: - Engage in the day-to-day operations of various divisions and offices within the organization, gaining practical skills and insights beyond classroom learning. - Contribute to meaningful projects and initiatives that impact the organization and...