Title: Staff Attorney, Detention Project, Organization Job Responsibilities: - Conduct preliminary... intake interviews, gathering all relevant facts for presentation at unit meetings. - Assess income eligibility and recommend appropriate referrals for individuals not eligible for organization services. Recommend exceptions to financial guidelines to...
Staff Attorney, Non-Detained Kids Project Job Responsibilities: - Conduct preliminary intake... interviews to gather all relevant facts for case presentation at unit meetings. - Assess income eligibility and recommend appropriate referrals for individuals not eligible for organization services, suggesting exceptions to financial guidelines...
Intelligence Specialist Job Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is a critical position within the department of StratIntel at the organization, which is committed to delivering proactive intelligence to enhance investor protection and market integrity. The primary responsibilities for this...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, and interact with internal and external parties. - Conduct risk monitoring activities, including...
Title: Senior Principal Analyst, Office of Strategic Engagements Job Responsibilities: The Senior Principal Analyst plays a crucial role within the Office of Strategic Engagements (OSE) of the Member Supervision department. The primary responsibilities include: - Supporting the External Strategic Engagements leadership team...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties to address these...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and in interactions with internal and...
Title: Staff Attorney, Immigrant Legal Defense Program Job Responsibilities: The Staff Attorney for the Immigrant Legal Defense Program at the organization is tasked with providing legal consultations, advice, and representation to low-income immigrants, refugees, and asylum seekers. The attorney will engage with...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties. - Monitor complex...
Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is a key member of the StratIntel team within the Member Supervision department at the organization. This role is critical to the mission of delivering proactive intelligence to enhance investor protection and...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Lead the Firm Grouping by setting a multi-year strategic plan, managing priorities in alignment with Member Supervision goals, and integrating Examination efforts with Regulatory Operations. - Provide strategic leadership...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead operations and execution for Capital Markets, Fixed Income Specialist, and Compliance teams, comprising over 120 examiners and managers. - Develop and implement a multi-year strategic plan aligned with Member...
Title: Summer Internship - **Members Only** Intern Opportunities Job Responsibilities: - Interns will immerse themselves in the day-to-day operations of various divisions and offices within the organization, acquiring practical skills and insights beyond the classroom. - Interns are expected to make meaningful contributions as...
Title: Fall Internship - PCAOB Intern Opportunities Job Responsibilities: - Engage in the day-to-day operations of various divisions and offices within the organization, gaining practical skills and insights beyond the classroom. - Contribute as an integral member of a team to projects and...
Title: Spring Internship - PCAOB Intern Opportunities Job Responsibilities: Interns at the organization are offered a unique opportunity to support the investor protection mission while gaining hands-on experience in various divisions and offices. Interns will: - Immerse themselves in the day-to-day operations of...
Title: PCAOB Fellow Job Responsibilities: - Participate in the day-to-day operations of various divisions and offices within the organization. - Contribute to meaningful projects and initiatives that align with the organization's mission of investor protection. - Engage in a collaborative environment, promoting learning and...
Title: Staff Attorney, Asylum Project Job Responsibilities: - Conducts preliminary... intake interviews, gathering all relevant facts for presentation at department meetings. - Assesses income eligibility and recommends appropriate referrals for individuals not eligible for organization services. - Recommends exceptions to financial...
Title: Associate General Counsel Job Responsibilities: The Associate General Counsel will work within the General Counsel team to provide in-house legal support to all departments within the organization. The primary focus is on supporting the organization's advocacy efforts and involves collaboration with...
Title: Associate, HONORS Program-1 Job Responsibilities: FINRA Enforcement Associates in the Honors Program play a crucial role in the investigations and decisions regarding whether to bring disciplinary actions against individuals and firms in the financial industry. This entry-level position provides substantive hands-on...