Title: Deputy Director, Legal Job Responsibilities: The Deputy Director, Legal at the organization is tasked with leading and collaborating with the Legal and other Advocacy department staff to advance programmatic work aligned with the organization’s strategic framework. This role involves spearheading litigation...
Job Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render... areas of legal expertise, providing guidance under general supervision. - Advise the Board... of Governors and advisory committees on complex and sensitive regulatory initiatives and rule changes. - Brief and communicate complex regulatory in...
Job Title: Associate General Counsel, Capital Markets Job Responsibilities: 1.... **Regulatory Guidance and Advisory**: - Direct and manage the full lifecycle of adopting new regulatory requirements. - Advise the Board of Governors and senior management on complex and sensitive regulatory initiatives and...
Job Title: Assistant General Counsel, Regulatory Job Responsibilities: The Assistant... General Counsel, Regulatory, is responsible... for providing senior-level legal advice and support throughout the lifecycle of new regulatory initiatives and serving as a subject matter expert in one or more areas of...
Job Title: Associate General Counsel Job Responsibilities: The Associate General... Counsel will be responsible... Action Fund. The role involves delivering legal training to staff on lobbying, gifts/ethics, tax exemption, and political law issues. The Associate General Counsel will offer ongoing... legal supp...
Title: Senior Manager, Planning and Performance Job Responsibilities: The Senior Manager, Planning and Performance is a pivotal role within the Strategic Performance & Evaluation department at the organization. This position involves close collaboration with Deputy Directors to ensure effective compliance monitoring, proposal...
Title: Counsel, Discovery & Litigation Job Responsibilities: - Handle the docket of information requests received by the organization, including third-party subpoenas issued in arbitration proceedings, and civil and criminal litigation cases. - Exercise legal judgment under limited supervision to respond to information requests,...
A and B REPORTS TO: General Counsel LOCATION: Washington, DC Area... (Preferred) About the Organization The organization is dedicated to a national effort to protect and restore rivers, from remote mountain streams to urban waterways, emphasizing the importance of healthy rivers for providing clean...
Title: Principal Analyst, Risk Monitoring - Retail** **Job Responsibilities:** - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks in collaboration with a Risk Monitoring Director and interact with...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties. - Conduct risk...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and Compliance teams, comprising over 120 examiners and managers. This includes setting a multi-year strategic plan, managing...
within the Office of General Counsel (OGC) Regulation offices. -... Evaluate and refine organizational systems to enhance operational efficiency and effectiveness. - Plan and coordinate programs, initiatives, and events, overseeing the preparation of agendas, materials, logistics, and follow-up for staff and regulatory...
Title: Paralegal, Litigation Job Responsibilities: The Paralegal in the Litigation group within the department of the Chief Legal Officer is tasked with assisting in responding to information requests received by the organization, its officers, and its employees. This includes handling third-party subpoenas...
Job Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render... senior-level legal advice and support concerning the life cycle of new regulatory initiatives. - Advise the Board of Governors and organization advisory committees on complex regulatory initiatives and rule changes. - Brief and communicate...
Job Title: Assistant General Counsel, Regulatory Job Responsibilities: - Provide... senior-level legal advice and support throughout the lifecycle of new regulatory initiatives. - Serve as a subject matter expert in one or more areas of legal expertise. - Advise the Board of Governors and...
Job Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render... senior-level legal advice and support throughout the life cycle of new regulatory initiatives. - Serve as a subject matter resource in specific areas of legal expertise. - Advise the Board of Governors and advisory...
Title: Counsel, Discovery & Litigation Job Responsibilities: - Handle the docket of information requests received by the organization, including third-party subpoenas issued in arbitration proceedings, and civil and criminal litigation cases. - Exercise legal judgment under limited supervision to respond to information...
Job Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render... senior-level legal advice and support for the complete life cycle of new regulatory initiatives, serving as a subject matter resource in specific areas of legal expertise. - Advise the Board of Governors and...
Job Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render... senior-level legal advice and support throughout the lifecycle of new regulatory initiatives. - Advise the Board of Governors and advisory committees on complex and sensitive regulatory initiatives and rule changes. - Brief and communicate...
Job Title: Assistant General Counsel, Regulatory Job Responsibilities: - Render... senior-level legal advice and support concerning the full life cycle of new regulatory initiatives. - Serve as a subject matter resource in specific areas of legal expertise. - Advise the Board of Governors and...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, supporting both direct manager and interactions with internal and...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist is a key professional role within the Strategic Intelligence & Analytics (StratIntel) organization, which is part of the organization's Member Supervision department. This position focuses on the collection, analysis, processing,...
within the Office of General Counsel (OGC), specifically aiding... the Regulatory Policy, Capital Markets, and Appellate offices. This position is essential for ensuring the smooth operation of the OGC's administrative processes and programmatic functions. Key responsibilities include: - Providing high-quality admin...
in the Office of General Counsel (OGC) at the... organization plays a crucial role in maintaining and enhancing the operational efficiency of the office. Responsibilities include: - Providing high-quality administrative support to ensure smooth day-to-day operations within the OGC Regulation offices. -...