Title: Principal Intelligence Specialist Job Responsibilities: The Principal Intelligence Specialist is integral to the mission of StratIntel within the department at the organization, focusing on enhancing investor protection and market integrity through informed regulatory decisions. Key responsibilities include: - Leading complex analytical projects...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director by identifying existing and emerging risks and interacting with...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead and oversee the operations of the Capital Markets, Fixed Income Specialist, and Compliance teams, which include over 120 examiners and managers. - Set multi-year strategic plans and manage priorities...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist plays a crucial role in supporting the mission of Strategic Intelligence & Analytics (StratIntel) within the organization’s Member Supervision department. This position involves the collection, analysis, processing, and dissemination of...
Title: Associate, HONORS Program Job Responsibilities: Associates in the Honors Program at the organization contribute significantly to the Enforcement department's investigations and decisions regarding disciplinary actions against individuals and organizations within the financial industry. The role is designed to provide entry-level associates...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members. - Report to a Risk Monitoring Director and support in identifying existing and emerging risks. - Interact with internal and external parties for effective risk...
Title: Senior Principal Analyst, Office of Strategic Engagements Job Responsibilities: - Support the External Strategic Engagements leadership team in all aspects of the group's responsibilities, representing the team where appropriate. - Lead the development of high visibility and high impact publications, speaker preparation...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of organization members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks while interacting with internal and external parties. - Conduct risk monitoring...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and interact with internal and external parties. - Monitor complex or elevated risk...
Title: Senior Counsel Job Responsibilities: Senior Counsels at the organization are pivotal in leading and engaging in innovative impact litigation, public policy advocacy, and educational initiatives that align with the organization's mission. The primary responsibilities of the Senior Counsel include: - Participating in...
Family Law Attorney Job Responsibilities: - Interview and counsel clients on appropriate legal guidance. - Accompany and represent clients in family law proceedings. - Advocate for clients in court proceedings, mediations, and other administrative proceedings. - Research factual and legal problems pertaining to family law. -...
Title: Supervising Attorney Job Responsibilities: The Supervising Attorney at the organization is tasked with a range of critical responsibilities centered around providing legal services to detained and released unaccompanied children. This includes direct representation in immigration court, before the United States Citizenship...
Title: Staff Attorney Job Responsibilities: - Conduct intakes with child clients to assess legal relief eligibility for unaccompanied children released to sponsors in the Dallas-Fort Worth (DFW) area. - Provide direct legal representation to children, handling a moderate to heavy caseload of children's...
Assistant Job Title Legal Assistant Job Responsibilities The Legal Assistant plays a crucial role in supporting a team or individual attorney in providing zealous representation to individuals pursuing benefits or seeking relief under... the Immigration and Nationality Act. The responsibilities include: - Assisting attorneys with...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Serve as a strategic leader for the Firm Grouping, responsible for setting a multi-year strategic plan and managing priorities aligned with Member Supervision goals and vision. - Collaborate closely...
Title: Northwest Texas Managing Attorney Job Responsibilities: - Outreach & Advocacy: The Managing Attorney will be responsible for building coalitions that engage both traditional and non-traditional allies. The goal is to significantly increase the number of immigrants who are aware of their...
Title: Legal Assistant Job Responsibilities: The Legal Assistant will play a crucial role in supporting the Children's Legal Services team in providing legal representation to unaccompanied children within the Dallas-Fort Worth area. The primary responsibilities include: - Coordinating case referrals and facilitating initial...