Title: Vice President, Capital Markets, Fixed Income, and Compliance... Testing Job Responsibilities: - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and... Compliance teams, comprising over 120 examiners and managers. - Develop and implement a multi-year strategic plan aligned...
Director. - Identify existing and emerging risks and interact with... internal and external parties. - Handle complex or elevated risk firms with guidance and minimal supervision of a Risk Monitoring Director or designee. - Collaborate with internal departments to analyze, communicate, and make...
to a Risk Monitoring Director. - Identify existing and emerging risks, supporting interactions with... internal and external parties. - Conduct risk monitoring activities for complex or elevated risk firms with guidance and minimal supervision. - Collaborate with internal departments to analyze, communicate, a...
risk assessments of FINRA members, reporting directly to a Risk Monitoring Director. This senior-level position supports the Risk Monitoring Director in identifying existing and emerging risks and interacts with... both internal and external parties. Key responsibilities include: - Conducting risk monito...
of Family and Matrimonial Practice Job Title: Director of Family and Matrimonial Practice Job Responsibilities: - Lead a team of attorneys, paralegals, and legal assistants in the family and matrimonial law practice area. - Oversee all aspects of family and matrimonial law practice, including case...