mission within the organization's Member Supervision department. This role is responsible for: - Leading complex analytical projects to identify emerging market risks with minimal... supervision. - Developing sophisticated frameworks to evaluate high-impact threats. - Providing expert insights on strategic targets affecting investor pr...
Support the Risk Monitoring Director by identifying existing and emerging risks and engaging with... both internal and external parties. - Perform risk monitoring activities, including handling complex or elevated risk firms with guidance and minimal supervision from a Risk Monitoring D...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, and interact with... internal and external parties in this senior-level...
Title: Senior Director & Counsel, Enterprise Data Privacy Office Job Responsibilities: The Senior Director and Counsel, Privacy, serving as the Chief Privacy Officer (CPO), leads the organization's Enterprise Data Privacy Office and oversees its privacy function. The CPO is tasked with designing,...
Risk Monitoring Director. - Identify existing and emerging risks and interact with... internal and external parties. - Conduct risk monitoring activities on complex or elevated risk firms with guidance and minimal supervision from a Risk Monitoring Director or designee. - Collaborate with...
the Member Supervision department of the organization. The role involves leading complex analytical projects to identify emerging market risks with minimal... supervision. The responsibilities include developing sophisticated frameworks to evaluate high-impact threats and providing expert insights on strategic targets affecting...
Title: Director, Legal Ops & Legal Systems Innovation Job Responsibilities: - Management (15%): Collaborate with organizational leadership to align operational strategies for program teams with organizational goals and improve legal systems innovation. Oversee budgeting, administrative, and people management functions. Provide assistance with...