risk assessments of FINRA members, reporting to a Risk Monitoring Director. - This senior-level position supports the Risk Monitoring Director in identifying existing and emerging risks and involves interactions... with internal and external parties. - Conducts risk monitoring activities, which may incl...
a Risk Monitoring Director. - Identify existing and emerging risks, supporting interactions with... internal and external parties. - Perform risk monitoring activities for complex or elevated risk firms with guidance and minimal supervision from a Risk Monitoring Director or designee. - Collaborate w...
Support the Risk Monitoring Director in identifying existing and emerging risks, and in interactions... with internal and external parties. - Perform risk monitoring activities, including those involving complex or elevated risk firms, with guidance and minimal supervision from a Risk M...
Risk Monitoring Director. - Identify existing and emerging risks and interact with... internal and external parties. - Perform risk monitoring activities for complex or elevated risk firms with guidance and minimal supervision from a Risk Monitoring Director or designee. - Collaborate with intern...
Support the Risk Monitoring Director in identifying existing and emerging risks and interacting with... internal and external parties. - Conduct risk monitoring activities for complex or elevated risk firms with guidance and minimal supervision from a Risk Monitoring Director or design...
Risk Monitoring Director. - Identify existing and emerging risks, supporting interactions with... internal and external parties. - Handle complex or elevated risk firms with minimal supervision from a Risk Monitoring Director or designee. - Collaborate with internal departments to analyze, communicate, and recomme...
Title: Senior Director & Counsel, Enterprise Data Privacy Office Job Responsibilities: The Senior Director and Counsel, Privacy serves as the Chief Privacy Officer (CPO) of the organization, leading the Enterprise Data Privacy Office and overseeing the privacy function of the organization. The...
Risk Monitoring Director. - Identify existing and emerging risks, supporting both direct... manager and interactions with internal and external parties. - Conduct risk monitoring activities, which may include complex or elevated risk firms, with guidance and minimal supervision of a Risk M...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Serve as the strategic leader for the Firm Grouping, setting a multi-year strategic plan and managing priorities aligned with Member Supervision goals and vision. - Collaborate with cross-functional partners...
Support the Risk Monitoring Director by identifying existing and emerging risks and engaging with... both internal and external parties. - Perform risk monitoring activities, including handling complex or elevated risk firms with guidance and minimal supervision from a Risk Monitoring D...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks, and interact with... internal and external parties in this senior-level...
Title: Senior Director & Counsel, Enterprise Data Privacy Office Job Responsibilities: The Senior Director and Counsel, Privacy, serving as the Chief Privacy Officer (CPO), leads the organization's Enterprise Data Privacy Office and oversees its privacy function. The CPO is tasked with designing,...
Risk Monitoring Director. - Identify existing and emerging risks and interact with... internal and external parties. - Conduct risk monitoring activities on complex or elevated risk firms with guidance and minimal supervision from a Risk Monitoring Director or designee. - Collaborate with...
Title: Director, Legal Ops & Legal Systems Innovation Job Responsibilities: - Management (15%): Collaborate with organizational leadership to align operational strategies for program teams with organizational goals and improve legal systems innovation. Oversee budgeting, administrative, and people management functions. Provide assistance with...