in identifying existing and emerging risks, and engage in... interactions with both internal and external parties. - Handle complex or elevated risk firms with guidance and minimal supervision from a Risk Monitoring Director or desi...
Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and interacting with... internal and external parties. - Conduct risk monitoring activities, which may include complex or elevated risk firms, with guidance and minimal supervision from a Risk Monitor...
a Risk Monitoring Director. - Support the direct manager in identifying existing and emerging risks and manage interactions... with internal and external parties. - Conduct risk monitoring activities, which may include complex or elevated risk firms, under the guidance and minimal supervisio...
StratIntel team within the organization’s Member Supervision department. This role involves: - Leading complex analytical projects with minimal supervision to identify emerging market risks. - Developing sophisticated... frameworks to evaluate high-impact threats. - Providing expert insights on strategic targets affecting investor protection. - Tr...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and Compliance teams, comprising over 120 examiners and managers. - Develop a multi-year strategic plan aligning with Member...