unit of the organization’s Member Supervision department. This role is centered on delivering proactive intelligence to enhance investor protection and market integrity. Key responsibilities include: - Leading complex analytical projects aimed at identifying emerging market risks with minimal... supervision. - Developing sophistica...
Support a Risk Monitoring Director in identifying existing and emerging risks and interact with... internal and external parties. - Conduct risk monitoring activities on complex or elevated risk firms with guidance and minimal supervision from a Risk Monitoring Director or desig...
Director. - Identify existing and emerging risks and engage in... interactions with internal and external parties. - Conduct risk monitoring activities, including those involving complex or elevated risk firms, with guidance and minimal supervision from a Risk Monitoring Director or their...
Title: Principal Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Serve as a senior-level position reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks, and manage interactions... with internal and external parties. - Conduct...
StratIntel mission within the organization's Member Supervision department. This role is instrumental in delivering proactive intelligence to enhance investor protection and market integrity. Key responsibilities include: - Leading complex analytical projects to identify emerging market risks with minimal... supervision. - Developing sophisticat...