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Senior Director, Special Investigations Unit - **MEMBERS ONLY**SIGN UP NOW***... H1: Senior Director, Special Investigations Unit - FINRA:... FINRA as Senior Director, Special Investigations Unit and Lead... fraud specialists in FINRA's Special Investigations Unit - Oversee... AML and anti-fraud investigative functions, provide...
Principal Investigator, Specialist Team is a full-time position with a salary range of $92,500 to $200,200, based on location, experience, and qualifications. This position is open to all locations within **MEMBERS ONLY**SIGN UP NOW***. Responsibilities of the Principal Investigator, Specialist Team include...
R-008114 The Investigations Director, Specialist Team, manages examinations and investigations of broker-dealers’ compliance with applicable rules and regulations, and financial crimes. The Director develops and supervises specialists regulatory programs and work products related to the routine and special examinations/inv...
support staff attorneys in special projects, research, drafting of... closely with the General Counsel to track ongoing special projects, litigation, compliance, and... regulatory matters involved in the support of ICANN Org, ICANN Board and the ICANN Community. ## Responsibilit...
Litigation Counsel, Enforcement - Any FINRA Location Overview: The Senior Litigation Counsel, Enforcement will have the opportunity to work on complex disciplinary and non-disciplinary proceedings nationwide, as well as brief and argue appeals before the National Adjudicatory Council...
Senior Staff Attorney/Staff Attorney II at Esperanza Professional in Los Angeles, CA H2: Join Our Team and Make a Difference for Immigrants in Southern California Organization: Esperanza Immigrant Rights Project, a program of Catholic Charities of Los Angeles, Inc....
Advisor, Member Supervision The candidate will provide critical leadership and strategic support to the Senior Vice President in the performance of a full and diverse range of functions. Enable the SVP to effectively develop and execute on strategy, engage in...
2024 Legal Intern - Part Time: Join a Dynamic Organization Focused on Global Investor Protection Do you have a passion for promoting investor protection and upholding the highest standards of ethical and professional conduct? Then join us at the...
Risk Monitoring - Capital Markets - Any FINRA Location Full Time Job Requisition ID: R-008111 Job Title: Director, Risk Monitoring - Capital Markets Experience: MBA, JD, other graduate degree and/or relevant industry certification(s) preferred. Organization:...
Principal Analyst, Risk Monitoring will be responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members. This is a senior-level position reporting to a Risk Monitoring Director and will support both that direct manager in identifying existing...