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Advisor, Member Supervision The candidate will provide critical leadership and strategic support to the Senior Vice President in the performance of a full and diverse range of functions. Enable the SVP to effectively develop and execute on strategy, engage in...
Join Our Team as a Staff Attorney at Catholic Charities Dallas H2: Immigration Legal Services and Advocacy for Vulnerable Communities Summary: Catholic Charities Dallas is seeking a dedicated and passionate Staff Attorney to join our team and provide...
FINRA is seeking a Senior Director to lead their Cyber-Enabled Fraud and Analytics team. This senior level position will oversee the planning and execution of cyber-enabled fraud investigations involving member firms, as well as conduct threat identification analysis and...
Headings: Essential Job Functions, Education/Experience Requirements, Knowledge Requirements, Skills... Requirements Senior Director, Special Investigations Unit - Any FINRA Location Full-Time Position Job Requisition ID: R-007744 Posted Today Organization: FINRA Department: Special Investigations Unit...
**MEMBERS ONLY**SIGN UP NOW***. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. The Sr Vice President of Corporate Financing and Advertising Regulation is responsible for setting the strategic direction of the organization's corporate financing and...
Principal, MRTS Market Strategy and Research The candidate will provide analysis critical to proactive regulatory risk assessment and the development of regulatory strategy. Effectively develop regulatory strategy informed by market conditions and developments, as well as achieve the goals and...
hourly rate based on education level and qualifications, as... well as a hybrid work option with the ability to work from anywhere within the United States. The intern will provide support to attorneys and accountants by conducting legal research and...
Senior Litigation Counsel - Enforcement - FINRA H2: Represent FINRA in Complex Securities Cases Organization: FINRA Department: Office of Hearing Officers (OHO) Job Title: Senior Litigation Counsel Experience: Minimum 10 years of litigation experience Salary Information: - California: Minimum...
Litigation Counsel, Enforcement - Any FINRA Location The organization is currently seeking a Senior Litigation Counsel to join their team in any FINRA location. This individual will work under minimal supervision to litigate nationwide non-disciplinary and disciplinary proceedings filed...
Principal Investigator, Specialist Team is a full-time position available at all FINRA locations. This position is responsible for conducting high complexity routine and special investigations of FINRA member firms, investigating potentially suspicious activities of persons associated with FINRA member firms,...