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FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and...
FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission...
Associate, FINRA Enforcement Program Job Summary: The FINRA Enforcement Associates, Honors Program is an entry-level position that provides meaningful contributions to investigations and decisions involving disciplinary actions against individuals and firms in the financial industry. Associates gain hands-on...
position is a full-time (35 hours per week), FLSA exempt, at-will position with an annual compensation range of $65,000-$70,000 contingent upon experience. Staff Attorney - Provide holistic, survivor-centered legal services for crime survivors in DC. Full-time, salary range $65,000-$70,000...
Senior Appellate Counsel works under the Vice President, Litigation to execute the Enforcement Department’s national appellate program. Essential Job Functions: Represent Enforcement in appeals before the National Adjudicatory Council by briefing or arguing ; Coach other Enforcement attorneys briefing and arguing appeals. Independently...
is a registered trademark of the Financial Industry Regulatory Authority, Inc. H1: Senior Paralegal, Oversight Liaison and Counsel - Full Time Position with FINRA H2: Join Our Team and Make a Difference in the Financial Industry Organization: FINRA (Financial Industry Regulatory Authority) Department: Office...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
Title: Program Manager, Technical Compliance- PRLS Salary: $118,200 Experience: . degree and at least six years of relevant experience Department: Technical Compliance/Post Release Legal Services (PRLS) Employment Type: Full Time Location: Remote Reputed Firm: **MEMBERS ONLY**SIGN UP NOW***....
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
FINRA is Hiring a Principal Intelligence Specialist for All FINRA Locations H2: Join the Financial Intelligence Unit and Make a Difference in Investor Protection Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Principal Intelligence Specialist Experience Level: Advanced Job...