Title: Associate, HONORS Program-1 Job Responsibilities: FINRA Enforcement Associates in the Honors Program play a crucial role in the investigations and decisions regarding whether to bring disciplinary actions against individuals and firms in the financial industry. This entry-level position provides substantive hands-on...
Title: Paralegal Job Responsibilities: The Paralegal at the organization will undertake a variety of tasks to support attorneys and serve vulnerable community members, including low-income individuals, older adults, veterans, and people with disabilities. Key responsibilities include: - Maintaining contact with clients to provide...
Title: Legal Supervisor - Immigrant Legal Defense Project - Pro Bono Job Responsibilities: - Supervise pro bono case representation within the organization's Immigrant Legal Defense Project, ensuring quality legal counsel and representation. - Provide training, technical support, and legal review to pro bono...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist plays a pivotal role in the **Members Only** program within the organization's Member Supervision department. This position is integral to the Financial Intelligence Fusion Center (FIFC), tasked with aggregating, analyzing, and...
at the organization. This includes providing legal representation and counseling to non-detained immigrants appearing before the Department of Homeland Security (DHS), the Department of... State (DOS), and, if appropriate, before the Executive Office for Immigration Review (EOIR) and the Bo...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Lead the Firm Grouping by setting a multi-year strategic plan, managing priorities in alignment with Member Supervision goals, and integrating Examination efforts with Regulatory Operations. - Provide strategic leadership...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead operations and execution for Capital Markets, Fixed Income Specialist, and Compliance teams, comprising over 120 examiners and managers. - Develop and implement a multi-year strategic plan aligned with Member...