Title: Senior Principal Analyst, Office of Strategic Engagements Job Responsibilities: The Senior Principal Analyst plays a crucial role within the Office of Strategic Engagements (OSE) of the Member Supervision department. The primary responsibilities include: - Supporting the External Strategic Engagements leadership team...
Title: Senior Attorney Job Responsibilities: - Represent the organization in litigation, including conducting legal research and analysis, preparing briefs, and making oral arguments. - Collaborate with Litigation Program attorneys and other attorneys and staff on litigation matters. - Monitor unlawful federal deregulatory actions and...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist plays a pivotal role in the **Members Only** program within the organization's Member Supervision department. This position is integral to the Financial Intelligence Fusion Center (FIFC), tasked with aggregating, analyzing, and...
to support the investor protection mission while gaining hands-on... experience in various divisions and offices. Interns will: - Immerse themselves in the day-to-day operations of the organization, acquiring practical skills and insights beyond classroom learning. - Act as integral members of their...
that align with the organization's mission of investor protection. - Engage in a collaborative... environment, promoting learning and growth within the team. - Work as an integral member of the team, making valuable contributions to the organization. - Assist in projects and initiat...
Title: Associate, HONORS Program-1 Job Responsibilities: FINRA Enforcement Associates in the Honors Program play a crucial role in the investigations and decisions regarding whether to bring disciplinary actions against individuals and firms in the financial industry. This entry-level position provides substantive hands-on...