Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and Compliance teams, consisting of over 120 examiners and managers. - Set multi-year strategic plans and manage priorities...
set a multi-year strategic plan aligning with Member Supervision goals and vision. - Manage priorities, collaborate with cross-functional partners, and integrate examination efforts with Regulatory Operations. - Ensure connectivity and... partnership with Member Supervision’s centralized and support functions and other Member Supervision...
agreements. Exercise substantial autonomy in handling contracts and releases for the Development, Communications, and Operations departments. - Conduct legal research and analysis to assist the General Counsel’s Office in providing counsel on legal and regulatory matters affecting the organization.... These matters...
Title: Associate General Counsel Job Responsibilities: The Associate General Counsel at the organization is responsible for providing in-house legal support on various legal matters. This includes tax exemption issues for both the organization and the organization Action Fund, and election law matters...
execution of the Examinations Program for the Firm Group and assigned firms. - Develop and manage a multi-year strategic plan aligning with Member Supervision goals and vision. - Collaborate with cross-functional partners outside Member Supervision and integrate Examination efforts with Regulatory Oper...