Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the... Fixed Income Specialist, and Compliance teams, consisting of over... 120 examiners and managers. - Set multi-year strategic plans and manage priorities to align with Member Supervision goals and vision. - Collaborate closely with...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Lead the Firm Grouping and set a multi-year strategic plan aligning with Member Supervision goals and vision. - Manage priorities, collaborate with cross-functional partners, and integrate examination efforts with...
Title: Assistant General Counsel, Regulatory Job Responsibilities: The Assistant General Counsel, Regulatory is tasked with providing senior-level legal advice and support throughout the entire lifecycle of new regulatory initiatives. This role requires serving as a subject matter expert in various legal domains,...
Fund, offering strategic guidance, legal expertise, and risk management support. This role ensures compliance with applicable laws and... regulations, aligns legal strategies with the organization's broader institutional goals, and fosters effective governance, operational excellence, and ethical and transparent practices through...
Title: Associate General Counsel** **Job Responsibilities:** - Negotiate, draft, and review general business, vendor, consultant, and real estate contracts and agreements. Exercise substantial autonomy in handling contracts and releases for the Development, Communications, and Operations departments. - Conduct legal research and analysis to...
range of legal matters, including general operations, nonprofit governance, contracts, fundraising, labor and employment, litigation, intellectual property, tax, data privacy, cybersecurity, and lobbying. - Advise on day-to-day legal issues, including labor and employment, contracts, insurance, intellectual property, nonprofit corporate governance, privacy,...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Strategic leadership for the effectiveness, efficiency, and execution of the Examinations Program for the Firm Group and assigned firms. - Develop and manage a multi-year strategic plan aligning with...
Title: Assistant General Counsel, Legal Job Responsibilities: - Review, draft, and negotiate client and vendor contracts, RFPs, NDAs, DPAs, consulting agreements, and other commercial agreements related to the company's services. - Work closely with client service teams to resolve legal issues concerning commercial...
Title: Associate Counsel - Level B Job Responsibilities: - Provide counsel, recommendations, and approaches on a wide range of legal matters related to the legal rights and obligations of the organization, business objectives, and maintenance of operations within legal boundaries. - Handle legal...
practical counsel across all programs, activities, and operations. Key responsibilities include: - Corporate Legal Strategy & Counsel:... Serve as the chief legal advisor, delivering timely and practical guidance to the CEO, Executive Team, and program leads. Advise on governance, compliance, enterpri...