Title: Associate, HONORS Program Job Responsibilities: The position of Associate in the Honors Program involves significant contributions to the Enforcement department's investigations and decisions regarding disciplinary actions against individuals and firms in the financial industry. This entry-level role provides substantial hands-on legal...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Strategic leadership for the effectiveness, efficiency, and execution of the Examinations Program for the Firm Group and assigned firms. - Develop and manage a multi-year strategic plan aligning with...
Title: Assistant General Counsel, Regulatory Job Responsibilities: - Provide senior-level legal advice and support throughout the entire life cycle of new regulatory initiatives. - Act as a subject matter resource in one or more areas of legal expertise. - Advise the Board of Governors...
Title: Assistant General Counsel, Regulatory Job Responsibilities: The Assistant General Counsel, Regulatory is responsible for providing senior-level legal advice and support throughout the lifecycle of new regulatory initiatives. Key responsibilities include advising the Board of Governors and advisory committees on complex and...
RFPs, NDAs, DPAs, consulting agreements, and other commercial agreements... related to the company's... services. - Work closely with client service teams to resolve legal issues concerning commercial relationships between the organization and its clients. - Provide advice and support to business teams...
Title: Litigation Paralegal Job Responsibilities: The Litigation Paralegal at the organization is responsible for providing comprehensive administrative and litigation support throughout all phases of the litigation process. This includes but is not limited to: Litigation Support Duties (70%): - Formatting, proofreading, and fact-checking documents...