Title: Pasadena Self-Help Staff Attorney Job Responsibilities: - Provide information, resources, and assistance to self-represented individuals in person and remotely, primarily focusing on civil court matters with an emphasis on housing issues. - Train and oversee the work of volunteers and staff ensuring...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks, and interact with internal and external...
Title: Associate General Counsel Job Responsibilities: The Associate General Counsel at the organization is responsible for providing guidance and counsel to internal stakeholders on a wide range of legal matters. These include general operations and administration, nonprofit governance, contracts, fundraising, labor and...
Title: Vice President, Diversified, Carrying and Clearing Examinations Firm Group Lead Job Responsibilities: - Lead the strategic planning and execution of the Examinations Program for the Firm Group, ensuring alignment with Member Supervision goals and vision. - Collaborate with cross-functional partners and Regulatory...
Title: Removal Defense Attorney (3-Month Temporary Position) Job Responsibilities: The Removal Defense Attorney will be responsible for providing high-quality, client-centered representation to individuals facing removal proceedings. This involves zealous direct representation, determining eligibility for immigration relief, advising clients, conducting legal research and...
Title: Benefits Staff Attorney Job Responsibilities: The Benefits Staff Attorney at the organization will primarily focus on advocating for clients in the realm of Benefits Advocacy, concentrating specifically on SSI/SSDI & CAPI Administrative Hearings, Appeals Council, and Federal District Court advocacy. The...
Title: Principal Analyst, Risk Monitoring - Retail Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting directly to a Risk Monitoring Director. - Identify existing and emerging risks and interact with both internal and external parties to...
Title: Principal Analyst, Risk Monitoring Job Responsibilities: - Conduct risk monitoring activities and ongoing risk assessments of FINRA members, reporting to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and interact with internal and external...
Title: Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities: - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and Compliance teams, comprising over 120 examiners and managers. - Develop a multi-year strategic plan and manage priorities...
Title: Associate, HONORS Program-1 Job Responsibilities: The Associate, Honors Program is responsible for contributing to the organization's investigations and decisions regarding disciplinary actions against individuals and entities within the financial industry. This entry-level role involves working under the supervision of senior attorneys,...