Job Title: Vice President, Capital Markets, Fixed Income, and... Testing Job Responsibilities: - Lead the Capital Markets, Fixed Income Specialist,... and Compliance teams, consisting of over 120 examiners and managers, setting a multi-year strategic plan and managing priorities to align with Member...
Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk... monitoring activities and ongoing risk assessments of members, reporting to a Risk Monitoring Director. - Identify existing and emerging risks and support interactions with internal and external parties. - Engage in risk monitoring...
Title: Senior Policy Counsel Job Responsibilities: The Senior Policy Counsel at the organization is tasked with providing legal advice to the organization and its members, coordinating legal strategies related to policy and corporate accountability, and engaging with networks of pro bono attorneys....
Job Title: Vice President, Capital Markets, Fixed Income, and... and execution of the Capital Markets, Fixed Income Specialist,... and Compliance teams, comprising over 120 examiners and managers. - Develop and implement a multi-year strategic plan aligned with Member Supervision goals and...
Job Title: Vice President, Capital Markets, Fixed Income, and... and execution of the Capital Markets, Fixed Income Specialist,... and Compliance teams, consisting of over 120 examiners and managers. - Set multi-year strategic plans and manage priorities to align with Member Supervision...
Analyst, Risk Monitoring - Capital Markets Job Responsibilities: - Conduct risk... monitoring activities and perform ongoing risk assessments of FINRA members, reporting directly to a Risk Monitoring Director. - Support the Risk Monitoring Director in identifying existing and emerging risks and manage interactions...