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A Non-Profit Advocacy Organization is seeking a highly skilled and experienced Director of Litigation to lead their litigation program. This hybrid position offers the opportunity to work both remotely and in their Los Angeles, CA office. The ideal candidate will...
Risk Management Executive Director Job Summary: The Children’s Hospital Los Angeles (CHLA) is seeking an experienced executive director to lead their risk management and legal affairs department. As one of the top 10 pediatric hospitals in the nation,...
Director, Specialist Team - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008114 The Investigations Director, Specialist Team, manages examinations and investigations of broker-dealers’ compliance with...
Principal, MRTS Market Strategy and Research The candidate will provide analysis critical to proactive regulatory risk assessment and the development of regulatory strategy. Effectively develop regulatory strategy informed by market conditions and developments, as well as achieve the goals and...
Principal Analyst, Risk Monitoring will be responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members. This is a senior-level position reporting to a Risk Monitoring Director and will support both that direct manager in identifying existing...