Title: 1L Legal Intern Program/Department Overview: The . Legal & Regulatory department envisions a world where individuals from diverse backgrounds are connected to environmental challenges and engaged in creating durable and equitable solutions. The department is committed to achieving clean air and...
areas such as performance documentation, discipline, termination, layoffs, employment agreements, and more. - Build and... maintain strong relationships with members through regular communication, both virtual and in-person, to enhance member confidence in the organization's employment law expertise. - Demonstrate independence and competence...
Title Vice President, Capital Markets, Fixed Income, and Compliance Testing Job Responsibilities - Lead the operations and execution of the Capital Markets, Fixed Income Specialist, and Compliance teams, consisting of over 120 examiners and managers. This includes setting a multi-year strategic...
Title: Senior Principal Intelligence Specialist Job Responsibilities: The Senior Principal Intelligence Specialist is an advanced expert-level position within the Strategic Intelligence & Analytics (StratIntel) organization, which is part of the Member Supervision department. This role involves utilizing an expanded skillset and expertise...
Title: Associate, HONORS Program Job Responsibilities: FINRA Enforcement Associates in the Honors Program play a crucial role in contributing to Enforcement's investigations and making decisions on whether to bring disciplinary actions against individuals and firms within the financial industry. These...
Title: Staff or Senior Staff Attorney (Full-Time, Remote) Job Responsibilities: The Staff or Senior Staff Attorney at the organization will be responsible for engaging in impact litigation, class actions, and systemic and individual advocacy. This role involves a variety of legal tasks...